HSBC

VP, Investment Compliance, Trustee and Custodian Services, HSS

HSBC  •  Seoul, KR (Onsite)  •  3 hours ago
Apply
AI can make mistakes so check important info. Chat history is never stored.

Job Description

1) Supervise the management activities made by collective investment managers in accordance with the local financial regulation

2) Review and handle various documentations relating to the business

3) Manage and report on investment breaches by the asset manager, including escalation and stakeholder communication

4) Support the arrangement of Committee meetings and Provide with MI report to the relevant stakeholders

5) Communicate / proceed with Global Custodian / Transfer Agent for offshore investment implementation etc.

6) Administer the products and/or services processing and customer communication independently

7) Ensuring the teams deliver in line with demand statements and Planning and prioritization of day-to-day processing across teams

Qualifications

1) Regulatory Expertise: Deep understanding of the Korean Financial Investment Services and Capital Markets Act, particularly trustee oversight obligations, fund regulations, and trustee liability risks.

2) Breach & Escalation Management : Proven track record of handling investment limit breaches, regulatory escalations, and dispute resolution with Asset Management Companies (AMCs)

3) Fund business, Trustee, Global Custody & Cross-Border Knowledge : Practical experience in interacting with Asset Management Companies (AMCs), Global Custodians (GC), Offshore Transfer Agents (TA), and Foreign counter parties for cross-border fund/asset implementation and processing.

4) Language Capability : Fluent / Professional Business English (both written and spoken) for stakeholder reporting, Committee documentation, and Global Custodian communication.

5) Leadership & Functional Skills : Experience in leading a team, task allocation, prioritizing day-to-day processing, and managing overall team operational performance/KPIs

6) Relevant Experience : at least 7 years of relevant experience in Trustee (Fund) business or in Compliance

HSBC

About HSBC

Opening up a world of opportunity for our customers, investors, ourselves and the planet.

We're a financial services organisation that serves more than 40 million customers, ranging from individual savers and investors to some of the world’s biggest companies and governments. Our network covers 58 countries and territories, and we’re here to use our unique expertise, capabilities, breadth and perspectives to open up a world of opportunity for our customers.

HSBC is listed on the London, Hong Kong, New York, and Bermuda stock exchanges.

To view our social media terms and conditions please visit the following webpage: http://www.hsbc.com/social-TandCs

Industry
Finance & Insurance
Company Size
10,000+ employees
Headquarters
London, GB
Year Founded
Unknown
Website
hsbc.com
Social Media