Ameriprise Financial Services, LLC

Trade Support Specialist

Ameriprise Financial Services, LLC  •  United States (Onsite)  •  7 days ago
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Job Description

About Our Company


We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Provide operational support for the fixed income trading team. Manage fixed income corrections to ensure trades are corrected quickly, and within regulations. Monitor daily reporting submissions to external regulatory agencies to ensure trades are properly reported to various agencies. Provide support to accumulate data for audit requests. Support and validate trading technology changes. Support fixed income liquidation requests from all areas of the firm. Provide new issue operational support for Capital Markets group. Job requires great judgement on when to escalate.

Key Responsibilities

  • Manage, prioritize, and perform complex trading operations in support of the fixed income trading desk, including generating reports, billing trades, processing trade requests received from business partners, monitoring and triaging rejected trades, and testing or analyzing technology problems and updates. Accuracy, efficiency, and timeliness are critical to running the desk's workflow.
  • Monitor daily reporting submissions to external regulatory agencies (MSRB and TRACE).
  • Provide new issue operational support (offering setup and trading) to the Products team for structured products, working cross-organizationally, and with external business partners.



Required Qualifications

  • Education: Bachelor's degree or equivalent.
  • Experience: 1+ years of relevant experience.
  • *Post-secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications for education and experience.
  • Active Series 7 license or the ability to obtain within 120 days.
  • Strong attention to detail, including demonstrated ability to meet accuracy standards in a high-volume environment.
  • Ability to manage multiple priorities in a fast-paced, results-driven environment.
  • Ability to effectively prioritize time-sensitive workflows.
  • Ability to work efficiently with multiple business partners.
  • Strong communication skills and comfortable working with various levels of the organization.
  • Basic understanding and proficiency in Microsoft Office software including OneNote.



Preferred Qualifications

  • Basic understanding of fixed income markets.
  • Familiarity with Tradeweb, Bloomberg, TRACE, MSRB, and BETA Host.
  • Ability to use Microsoft Excel.

Visa Sponsorship

Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Non-Exempt

Job Family Group

Business Support & Operations

Line of Business

CLEAR Clearing

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Ameriprise Financial Services, LLC

About Ameriprise Financial Services, LLC

At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years. With extensive investment advice, asset management and insurance capabilities and a nationwide network of approximately 10,000 financial advisors*, we have the strength and expertise to serve the full range of individual and institutional investors' financial needs. 

Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states. 

Certain hyperlinks within Ameriprise Financial web sites or social media content may hyperlink to third-party content which we believe to be reliable however, we cannot guarantee its accuracy or completeness. For this reason, we do not endorse any linked third-party content, advertising, advice, opinions, recommendations, or other information; it's merely intended to be provided as a general source of information and is not a solicitation to buy or sell any securities, accounts, or strategies. In addition, any linked third-party content should not be used as the sole basis for any investment decisions, nor should it be construed as a recommendation or advice designed to meet the particular needs of an individual investor. Please seek the advice of a financial advisor regarding your particular financial situation.  

Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value.

Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser.   

Securities offered by Ameriprise Financial Services, LLC. Member FINRA and SIPC.

For additional important disclosures on engagement rules, linking to third party content or other risks, please visit: www.ameriprise.com/social 

*Ameriprise Financial Q1 2024 Earnings Release.

Industry
Finance & Insurance
Company Size
10,000+ employees
Headquarters
Minneapolis, MN
Year Founded
1894
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