Job Description

Your Opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

Applicants must be authorized to work in the United States now and the future without employer sponsorship.

We believe in the importance of in-office collaboration and fully intend for the selected candidate to work on site 4 days per week in one of the specified locations.

Stock Plan Services (SPS) is a flexible, growing and highly specialized business unit within Workplace Services (WS) organization which serves corporations and their employees regarding their equity compensation plans. As a Sr. Speicalist, High Net Worth Representative of the Executive Services Trading Team you will work directly with the Executives and Directors on the Board of Directors of SPS Corporate Clients, their Financial Advisors and Financial Consultants, as well as, the Corporate Clients’ legal teams and Stock Plan Administration contacts. Responsibilities will include, but not be limited to:You will interact with high profile clients and safeguard material non-public and inside information. You will assist the clients in executing transactions on their equity compensation awards and prepare filing of the SEC Rule 144 Form and preparation for filing of SEC Form 4’s. You will partner with other organizations to facilitate execution of large block trades and collaborate with peers to handle escalations, with one goal in mind, helping clients achieve their financial goals.

What you have

To ensure that we fulfill our promise of "challenging the status quo," this role has specific qualifications that successful candidates should have.

Required Qualifications

• Bachelor’s degree or equivalent related work experience.
• 3+ years of financial service experience.
• Active and valid FINRA Series 7 & 63/66 licenses.
• Brokerage experience.
• Strong organizational skills with the ability to prioritize tasks
• Ability to relate, empathize and quickly build rapport with clients
• Effective listening and probing skills to identify cues, understand needs and provide relevant solutions to clients
• Strong team orientation
• Effectively respond to client concerns with limited supervision.

Preferred Qualifications

• Basic knowledge of equity compensation.

In addition to the salary range, this role is also eligible for bonuses or incentive opportunities.

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