Charles Schwab

Sr. Manager, Wealth and Product Risk & Policy Programs

Charles Schwab  •  Westlake, OH (Onsite)  •  2 days ago
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Job Description

Your Opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the finance industry together.As a Sr. Manager within the Wealth & Product Risk & Governance (WP R&G) organization, you’ll play a key role in enabling strategic product and offer initiatives across Wealth Advisory, Banking, and Trust (WABT) and SIPSS. In this role, you’ll help teams move forward confidently by identifying risk, guiding change, and strengthening governance—while supporting business growth.You’ll partner closely with business leaders and second line of defense teams to translate complex risk considerations into practical, scalable solutions. Your ability to think strategically, manage change, and influence across organizations will directly support Schwab’s delivery of trusted, industry‑leading wealth and advice services.

What you have

Required qualifications

  • Risk change management — Ability to develop and execute risk change management assessments and implementation plans that support evolving products, platforms, and offers.
  • Effective communication- Ability to communicate clearly with senior leaders through written updates and executive‑level presentations
  • Strategic risk advisory — Demonstrated ability to balance effective risk mitigation with business enablement in a dynamic financial services environment.
  • Regulatory and compliance knowledge — Working understanding of legal, compliance, and regulatory requirements applicable to broker‑dealers, RIAs, and wealth management organizations.
  • Relationship management and influence — Proven ability to build strong partnerships, collaborate across functions, and influence outcomes with diverse stakeholders.

Preferred qualifications

  • Financial services risk & controls experience — Experience working in risk, control, supervisory, or oversight roles within financial services.
  • Experience supporting large‑scale product, platform, or regulatory initiatives in a complex enterprise environment
  • Comfort operating in ambiguity and adapting quickly as priorities evolve
Charles Schwab

About Charles Schwab

Charles Schwab is a different kind of investment services firm – one that strives to disrupt the status quo of the traditional Wall Street approach on behalf of our clients. We believe today, as we did on Day 1, that when you find ways to improve the investing experience for your clients, then business results will follow. Follow our company culture at #SchwabLife and see how we give back at #Schwab4Good.

Support hours: 7 a.m.–7 p.m. CT or 24/7 at schwab.com/contact-us.

Social Media Disclosures: https://www.aboutschwab.com/social-media

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Industry
Finance & Insurance
Company Size
10,000+ employees
Headquarters
Westlake, Texas
Year Founded
Unknown
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