Job Description

Carrier is the leading global provider of healthy, safe and sustainable building and cold chain solutions with a world-class, diverse workforce with business segments covering HVAC, refrigeration, and fire and security. We make modern life possible by delivering safer, smarter and more sustainable services that make a difference to people and our planet while revolutionizing industry trends. This is why we come to work every day. Join us and we can make a difference together.

About this role

The Manager, DT Regulatory Compliance reports to the Associate Director and will oversee the management, testing, and compliance of the SOX Digital controls and develop a strategic roadmap to further mature the compliance program to deliver standardization and automation.

Key Responsibilities

• Oversee Carrier's SOX compliance program.
• Lead Digital SOX compliance initiatives while working with different stakeholders and external auditors to maintain up-to-date documentation for scoping, testing and remediation of SOX controls.
• Develop a strategy to continue to mature the SOX Compliance program.
• Lead and host a monthly SOX Sub-Council with stakeholders.
• Analyze current risk control matrix and improve as needed for Carrier’s business model.
• Analyze changes and recommendations from PCAOB & industry regulation to maintain a strong cybersecurity posture.
• Identify and define the need for control test procedures to support risk control matrix.
• Develop Digital SOX compliance documentation, including maintenance of testing playbook and templates.
• Develop and provide compliance training framework for Digital control owners.
• Validate and manage remediation plans to meet control objectives.
• Define areas where RPA and control automation may be used to create efficiencies and further develop the program.
• Coordinate with cybersecurity functions, including Identity and Access Management, Security Architecture & Engineering, and Cyber Fusion Center to define and manage compliance initiatives.
• Demonstrate strong time management and organizational abilities, effective writing, and communications skills.
• Prepare presentations fit for the audience and present material to leadership.
• Travel may be required up to 20%

Required Qualifications

• Bachelor’s degree
• 10+ years of relevant experience executing or managing SOX compliance activities or IT General Controls.

Preferred Qualifications

• Demonstrated knowledge of Sarbanes-Oxley Act, and Information Security standards, and NIST frameworks, such as CSF and CMMC, ISO, etc.
• Preferred experience with ServiceNow GRC, SailPoint, Audit Board and/or other compliance and cybersecurity tools.
• Experience working on global projects and teams.
• Excellent written and verbal communication skills.
• Lead without authority in a matrix organization.
• Strong ability to work in a fast-paced environment with multiple deliverables.
• CISA, CPA, CISM, CRISC or similar certifications preferred.
• Travel may be required up to 20%
• Experience from Big 4 accounting/management consultancy firms is a plus.

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