Our client is seeking SOX & Internal Controls Consultants to support ongoing financial controls and compliance initiatives. This role will focus on business-process controls, SOX testing, internal controls assessments, and controls documentation within financial services, asset management, and other complex corporate environments.

Responsibilities & Qualifications

• Perform SOX controls testing and internal controls assessments
• Evaluate control design and operating effectiveness across business processes
• Document testing results, findings, and remediation recommendations
• Support walkthroughs, risk assessments, and controls documentation activities
• Partner with business stakeholders to strengthen internal control environments
• Assist with audit readiness and compliance initiatives
• Support process improvement and controls optimization efforts

Requirements

• Experience supporting SOX compliance and internal controls programs
• Strong controls testing experience, including design and operating effectiveness testing
• Experience with business-process controls and risk management frameworks
• Financial Services or Asset Management experience strongly preferred
• Public accounting or external audit experience acceptable if focused on controls testing rather than substantive testing
• Strong documentation, communication, and analytical skills
• Regulatory compliance backgrounds focused primarily on AML, KYC, Dodd-Frank, or similar areas are not a fit