Unison Group

Snr Exec, Dist Risk & Assurance

Unison Group  •  Singapore, SG (Onsite)  •  3 months ago
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Job Description

To ensure that Distribution activities are aligned to regulatory requirements and company policies.

KEY RESPONSIBILITIES INCLUDE:

  • Conduct Risk Assessments based on company policies for third party vendors and/or service providers.
  • Conduct monitoring of Distribution sales and recruitment marketing activities.
  • Monitor the activities of Distribution third party vendors or service providers.
  • Prepare and provide monitoring findings and reports to relevant stakeholders.
  • Maintain central records for regulatory-required registers and department documentation in a timely and accurate manner.
  • Any other related tasks as may be assigned from time to time.

REQUIREMENTS:

  • Bachelor’s degree in any field of study.
  • 2 – 3 years of experience in Compliance, Risk Management, Sales Governance, Internal Controls, or a similar function within the financial or insurance industry.
  • Exposure to MAS or LIA regulatory requirements will be an advantage.
  • Experience supporting governance of distribution activities, sales processes, or third‑party vendor monitoring is preferred.
  • Ability to engage and support stakeholders across business and support functions.

OTHER COMPETENCIES & TRAITS:

  • Strong written and verbal communication skills.
  • Meticulous, organized, and able to maintain accurate records consistently.
  • Good analytical and problem‑solving skills.
  • Able to work independently with minimal supervision.
Unison Group

About Unison Group

Unison Consulting was launched in Singapore on September 2012, the hub of the financial industry, with innovative visions in the technocratic arena. We are a boutique next-generation Technology Company with strong business-interests in Liquidity risk, Market Risk, Credit Risk and Regulatory Compliance.

Unison provides technology consulting and services to implement Risk Management and Risk Analytics System for Financial Institutions. Our services suite comprises of Techno-Functional consulting, systems integration, Business Intelligence, information management, and custom development of IT solutions, plus project management expertise for financial institutions.

We have expertise in latest cutting edge technology to achieve better total cost of ownership. Through our qualified professionals, we assist you drive your unique risk management strategies, whether that means efficient monitoring, improving risk appetite of the financial institutions, complying with regulations, or capturing growth opportunities through innovation, this is what maximizes your decision taking potential. At Unison Consulting, we view clients as partners, and our success is only measured by the success of our partners. So we put it all on the table in order to exceed expectations.

Our staff consists of young, energetic and innovative consultants who are never afraid to challenge the conventions and push the boundaries in an effort to help our clients. For every project, no matter how large or how small, we strive to not only meet your needs, but deliver a showcase in your field.

Industry
IT & Software
Company Size
51-200 employees
Headquarters
Unknown
Year Founded
2012
Website
com.sg
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