BNY

Senior Vice President, Fixed Income & Equities Regulatory and Change Lead

BNY  •  New York City, NY (Onsite)  •  3 hours ago
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Job Description

We’re seeking a future team member for the role of Senior Vice President, Fixed Income & Equities Regulatory and Change Lead to join our Global Markets COO team. This role is located in New York City

BNY Markets is seeking a Senior Vice President, Fixed Income & Equities Regulatory and Change Lead to drive the regulatory, risk and governance agenda across the Fixed Income & Equities franchise. Partnering closely with Business Heads, COOs and Product Leads, this high-impact role sits at the intersection of business strategy, regulatory change and execution, helping translate complex regulatory and control priorities into coordinated action across a Global Markets business.

The ideal candidate will hold a strong track record in business management, COO, risk, controls or compliance, bringing sound judgment and a proven ability to lead cross-functional regulatory initiatives, drive remediation and influence senior stakeholders in a fast-paced, highly regulated environment.

In this role, you'll make an impact in the following ways:

Regulatory Change, Governance & Risk Management

  • Lead the execution of regulatory, governance, risk and remediation initiatives across Fixed Income & Equities.
  • Partner with Business Heads, COOs and control functions to strengthen the regulatory and control environment.
  • Represent the business in governance forums, regulatory programs, audits and reviews, ensuring effective oversight and audit readiness.
  • Provide senior leadership with clear reporting on regulatory developments, risks, remediation progress and key priorities.

Business Management & Strategic Execution

  • Drive cross-functional delivery across Business, Operations, Engineering, Legal, Risk, Compliance and Controls.
  • Support regulatory strategy and transformation initiatives, ensuring strong governance, transparency and execution discipline.
  • Lead critical regulatory workstreams, resolve issues and coordinate delivery across stakeholders to achieve business objectives.
  • Enhance regulatory processes, operating effectiveness and risk management practices.

To be successful in this role, we’re seeking the following:

  • Bachelor's degree or equivalent experience.
  • 5–10 years of experience in business management, COO, risk, controls, compliance or related leadership roles within financial services.
  • Strong knowledge of Fixed Income and Equities markets, including Sales & Trading market structure.
  • Demonstrated experience leading regulatory, governance, control or business transformation initiatives.
  • Proven ability to influence senior stakeholders and manage complex cross-functional programs.
  • Strong communication, organizational and problem-solving skills, with a high degree of ownership, judgment and accountability.
  • Experience partnering effectively across Business, Operations, Engineering, Legal, Risk, Compliance and Controls functions in a Global Markets environment.

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.

BNY

About BNY

We help make money work for the world — managing it, moving it and keeping it safe. As a leading global financial services company at the center of the world’s financial system, we touch nearly 20% of the world’s investable assets. Today we help over 90% of Fortune 100 companies and nearly all the top 100 banks globally access the money they need. For more than 240 years we have partnered alongside our clients to create solutions that benefit businesses, communities and people everywhere.

Follow BNY on Instagram & X: @BNYglobal

Industry
Finance & Insurance
Company Size
10,000+ employees
Headquarters
New York, NY
Year Founded
1784
Website
bny.com
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