Job Description

JOB REQUISITION

Senior Consultant 1, LR&C-Risk

LOCATION

HONG KONG

ADDITIONAL LOCATIONS

You will help to build our expertise and guarantee the quality of delivery to ensure market-leading practices for our Hong Kong office, taking into account the global nature of our organisation and our clients.

Key Responsibilities:

• Contribute to engagements with leading financial institutions including banks, securities firms, private equity and insurance companies

• Deliver high‑quality client engagements, taking ownership of workstreams and deliverables while meeting agreed timelines and budget expectations

• Support the delivery of regulatory and risk consulting engagements, including AML/KYC reviews, regulatory compliance assessments, risk assessments, internal control reviews and enhancements, policy and procedure development, governance framework design, licensing applications, and broader risk and compliance advisory projects.

• Participate in business development initiatives, including thought leadership, proposal development, and client presentations

• Share consulting best practices and contribute to the continuous development of the team

Specific areas of expertise:

Ideally, you would have advisory experience in one or more of these areas:

• Regulatory compliance review and advisory in HKMA, SFC and / or IA regulations
• Financial crime compliance – AML, Fraud, Sanctions
• Market conduct and Consumer protection
• Data privacy (e.g. PDPO, GDPR, PIPL) and Information security
• Operational risk and Resilience
• Outsourcing and Third party risk management
• Adoption of AI for compliance automation and/or RegTech

Key Requirements:

• University graduate or above in accounting, business, finance or related disciplines.

• 3+ years of relevant experience in risk and regulatory compliance within a reputable consulting firm. Those with less experience could be considered for consultant level.

• Holder of professional qualifications such as CPA, CFA, FRM, CAMS, CISA , CIA and/or other related qualification is an advantage.

• Familiar with HKMA, SFC and / or IA regulations

• Sound knowledge of banking, investment, and securities products would be an advantage.

• Good project management and stakeholder management skills

• Strong interpersonal, logical and analytical skills

• Able to work independently with minimal supervision

• Excellent presentation and communication skills with clients and colleagues

• Possess an entrepreneurial spirit and team leadership skills

• Fluency in spoken and written English and Cantonese is a must. Fluency in Mandarin is an advantage.

Protiviti is not licensed or registered as a public accounting firm and does not issue opinions on financial statements or offer attestation services.