Bank of China (Hong Kong)

Senior Compliance Manager (Personal Banking Compliance)

Bank of China (Hong Kong)  •  Hong Kong, HK (Onsite)  •  4 months ago
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Job Description

Responsibilities:

  • Lead and manage the personal banking compliance advisory team to provide pragmatic advice to business units (including retail banking) regarding regulatory compliance issues on general banking products/ services (including deposits, loans, credit cards, fintech projects);  
  • Oversee and assist business units in evaluating the compliance risk in product due diligence, and business initiatives;
  • Support the establishment, implementation and update of compliance policies, procedures and provide trainings across business and operation teams to ensure compliance with the regulatory requirements;
  • Give guidance to the business units on the handling of conduct-related incidents to ensure timely reporting to regulators and monitor the implementation of the rectification measures;
  • Manage regulator enquiries and request and necessary reporting in relation to compliance related matters; coordinate with regulators and internal stakeholders as necessary;
  • Prepare compliance reports to senior management and the relevant committees on the key compliance issues;
  • Keep abreast of the latest development of legal and regulatory requirements, guide the business units to conduct gap analysis and provide compliance advice as necessary, monitoring the implementation progress;
  • Supervise and coach team members to build a strong, high-performing compliance function aligned with the bank’s compliance culture.

Requirements:

  • Degree holder or above in Law, Banking and Finance, Accounting or related disciplines;
  • At least 8 years' relevant experience in regulatory compliance and control experience in banking, financial sectors or regulatory bodies;
  • Sound knowledge in retail banking products and related regulatory requirements (including Code of Banking Practice, the Personal Data (Privacy) Ordinance, HKMA relevant SPMs, the Deposit Protection Scheme Representation Rules and other relevant regulatory requirements in the area of retail banking) and the market practice;
  • Good leadership, analytical and problem-solving skills, excellent communication skills in both English and Chinese (including Putonghua);
  • High integrity, self-motivation and ability to work under with pressure in a fast-paced environment;
  • Proficiency in using Microsoft office.
Bank of China (Hong Kong)

About Bank of China (Hong Kong)

Bank of China (Hong Kong) Limited (“BOCHK”) is a leading commercial banking group in Hong Kong with strong market positions in all major businesses. We have the most extensive local branch network and diverse service platforms in Hong Kong, including more than 190 branches, 280 automated banking centres, efficient e-channels of over 1,000 self-service machines, as well as Internet and Mobile Banking services. We offer a comprehensive range of financial, investment and wealth management services to personal, corporate and institutional customers. To implement the overseas development strategy of BOC Group, we strive to drive our regional development by expanding our business in the Southeast Asian region. Our branches and subsidiaries have been extended to Southeast Asian countries such as Thailand, Malaysia, Vietnam, the Philippines, Indonesia, Cambodia, Laos and Brunei, with the provision of professional and high-quality financial services to local customers. We will also expedite our development into a top-class, full- service and internationalised regional bank.

BOCHK is one of the three note-issuing banks and the sole clearing bank for Renminbi (“RMB”) business in Hong Kong. With our strong RMB franchise, we are the first choice of customers in this business.Through the deep collaboration with our parent bank, BOC, we provide a full range of high-quality crossborder services to multinationals, cross-border customers, mainland enterprises going global, central banks and super-sovereign organisations.

BOC Hong Kong (Holdings) Limited, BOCHK’s holding company, is one of the largest listed companies on the main board of the Stock Exchange of Hong Kong, with stock code “2388” and ADR OTC Symbol “BHKLY”.

Industry
Finance & Insurance
Company Size
1,001-5,000 employees
Headquarters
, HK
Year Founded
Unknown
Website
bochk.com
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