Job Description

The hiring company is a Hong Kong virtual asset trading platform applicant.

Key Responsibilities

• Assist in updating AML / compliance policies and procedures to ensure compliance with all relevant virtual asset rules and regulations;
• Participate in licensing applications and Q&A for regulated virtual asset services;
• Coordinate with key internal functions to identity gaps and driving projects to close the gap, as well as drive change and develop best practices;
• Assist on the management of compliance IT vendors for the purpose of AML, trade surveillance, travel rule, transaction monitoring etc
• Perform compliance control and monitoring programs including but not limited to control room, AML monitoring, and trade surveillance;
• Handle other compliance matters / ad hoc matters and working with the Head of Compliance.

Requirements

• University graduates in Law, Accounting, Finance, Business or other relevant fields;
• Sound knowledge in SFO, SFC VATP Guidelines, SFC AML/CTF Guidelines and other relevant codes and regulations;
• 4+ years of relevant experience in compliance or audit, gained from sizable institutions (including investment banks, virtual asset exchanges and/or financial regulators) or professional firms (e.g. Big4 CPA)
• Strong interest in blockchain industry;
• Good communication and interpersonal skills;
• Good team-player who is self-motivated, independent, meticulous, analytical and responsible;
• Willing and able to adapt to a fast-paced environment and assume responsibilities with a result-driven attitude;
• Industry recognized financial crime/AML qualification preferred (e.g. ACAMS/ICA);
• Previous experience in dealing with regulators (e.g. SFC/HKMA) and/or external professional service providers (e.g. lawyers/consultants) is an advantage; and
• Proficiency in written and spoken English and Chinese, and Fluency in Mandarin is preferred.
• Candidates with more relevant experience will be considered for the position of Senior Compliance Manager

Application options

- If you're interested in this role, click 'Apply' now. For further information and a confidential discussion, you can email Winston Tse at winston@tokalent.com