Join a forward-thinking compliance team at the forefront of innovation ininvestment advisory services As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), you’ll play a pivotal role in shaping the future ofourpersonalized investingoffers.

You’ll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across VPI’s lifecycle—.

Responsibilities

• Serve as an experienced advisor to the business, interfacing regularly with business unit stakeholders, risk and legal partners, and other compliance colleagues.

• Overseethe design, implementationexecution,and maintenance of compliance policies and procedures. Support new compliance standards.

• Participate in research, interpretation and implementation of compliance processes associated with the firm’s regulatory requirements and industry best practices, including engaging other internal stakeholders in their support of same.

• Collaborate with cross-functional teams to vet learnings, refineenhance processes and procedures, and ensure compliance readiness for future phases.

• Participateinbusiness inspections andrisk assessments, communicate findings, and facilitate the implementation of actionable items resulting from the reviews.

This is a high-impact opportunity to influence how Vanguard delivers personalized investment experiences while upholding its commitment to fiduciary excellence. Ideal candidates will bring deep knowledge of investment advisory compliance, a proactive mindset, and a passion for innovation inthe advisoryspace

Qualifications

• Minimum of fiveyears’related work experience, with at least two years within a financial services compliance function.

• Well-organized with attention to detail and strong communication skills.

• Undergraduate degree or equivalent combination of training and experience.