Job Description

Hilltop Holdings Inc. (NYSE:HTH) is a Texas-based diversified financial holding company specializing in banking, mortgage origination, and financial advisory through its wholly owned subsidiaries, PlainsCapital Bank, PrimeLending, and HilltopSecurities. Hilltop Holdings is currently looking to hire a Senior Auditor (Banking Focus). The Senior Auditor (Banking Focus) organizes, plans, and conducts financial and operational internal audits and Sarbanes-Oxley testing. Develops and executes comprehensive audit programs that are responsive to the operational and financial risks across corporate activities, primarily those relating to PlainsCapital Bank. In addition, prepares annual risk assessments and assesses internal controls, operations, and administrative functions for efficiency and effectiveness. Reviews applicable federal regulations and internal policies and procedures (P&P), and reviews compliance with all aspects of P&P in assigned audit areas.

• Perform all phases of assigned audit engagement including planning, fieldwork and reporting in accordance with the HTH Internal Audit Manual.
• Obtain and analyze audit evidence as a basis for an informed, objective, and independent opinion on the adequacy, effectiveness, and efficiency of the overall control and compliance system being reviewed.
• Discuss draft issue observations with all key stakeholders and evaluate the appropriateness of the management action plan prior to finalizing the audit report.
• Prepare, communicate, and distribute the audit report to management and senior executives.
• Monitor and review issue validation testing to ensure timely management follow up to findings.
• Work with and assist external auditors or regulators as requested to expedite their exams and audits.
• Assure the adequacy and effectiveness of controls and compliance efforts in specialized environments such as BSA/AML, Wealth Management/Trust and NACHA.
• Review compliance with regulatory requirements as applicable.
• Actively seek and maintain professional certifications (see below).
• Willingness to travel up 10% (all local).
• Other duties as required.
• Ability to commute to the work location in downtown Dallas (Republic Center/325 N. St. Paul St.) without the need for relocation assistance. Hybrid schedule.
• Eligible to work in the U.S. without sponsorship now or in the future.
• Bachelor’s degree in Accounting, Business, or related field required. Master’s degree in Accounting or Finance preferred.
• 3+ years of previous experience in public accounting or internal audit. Financial Services industry experience a plus.
• Certifications desired: Certified Public Accountant and/or Certified Internal Auditor (other certifications will be evaluated in light of applicability to anticipated job duties). Must be willing to meet department certification requirements and must maintain certifications.
• Must demonstrate commitment to Continuing Professional Education in order to maintain any and all certifications listed above.
• Excellent written and verbal communication and interpersonal skills.
• Excellent PC skills, including word processing and spreadsheets, with adaptability to specialized programs for risk management and others in use by HTH Internal Audit.
• Excellent analytical skills and attention to detail.
• Banking/financial services industry experience a plus.

The above statements are intended to describe the general nature and level of work being performed by individuals in, or assigned to, the above position and are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required, and may be changed at the discretion of the Company.

Founded in 1998 and headquartered in Dallas, Texas, Hilltop Holdings offers a diverse range of financial services through its three primary subsidiaries, PlainsCapital Bank, PrimeLending, and HilltopSecurities. PlainsCapital Bank is a leading commercial bank with locations throughout Texas. PrimeLending is a national mortgage provider focused on purchase mortgage originations. HilltopSecurities provides financial advisory, clearing, retail brokerage, and other investment banking services. Hilltop Holdings seeks to build the premier Texas-based diversified financial services holding company through acquisitions and organic growth. To learn more, please visit www.hilltop.com.