Job Description

Responsibilities:

• Report directly to CEO
• Supervise Type 1, 2, 4 regulated activities and monitor daily business operations
• Develop business strategy and business plan
• Provide investment and financing advice and control business risk
• Ensure all activities are properly documented and complied with regulatory requirements
• Ensure full regulatory compliance with SFC and implement effective internal control mechanisms
• Communicate with regulatory bodies including SFC and HKEx

Requirements:

• University degree in Banking/Finance or any related disciplines
• Minimum 5 years solid experience in financial industry
• A licensed Responsible Officer with unconditional license under the SFC for Type 1, 2, 4 regulated activities currently
• Good understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
• Ability to work under pressure, with strong communication and analytical skills
• Excellent presentation and interpersonal skills, a good team player, detail-oriented and self-motivated
• Good command in English and Mandarin