Job Description

Regulatory Compliance Manager

Position Overview:

The Regulatory Compliance Manager is responsible for ensuring Rivers Casino Pittsburgh’s adherence to regulatory requirements, including Title 31, Office of Foreign Asset Control (OFAC), Anti-Money Laundering (AML) laws, state regulations, and company policies. This role is critical in maintaining a high level of regulatory compliance across all departments and serves as a liaison with the Pennsylvania Gaming Control Board (PGCB).

Essential Job Functions:

• Ensure compliance with Title 31, OFAC, AML, state regulations, and internal company policies and procedures.
• Develop and maintain comprehensive Title 31 compliance procedures.
• Train and develop team members to ensure they fully understand company operating procedures, internal controls, and regulatory compliance requirements.
• Review and report Title 31 filings accurately and promptly.
• Collaborate with operations management across all levels to support systems, reporting, and related needs.
• Assist in drafting and submitting revisions to the Internal Control System as directed by the Director of Compliance and General Manager.
• Ensure compliance with all applicable local, state, and federal laws.
• Help plan, coordinate, and execute regulatory compliance activities to optimize support across departments with a focus on proactive measures to ensure compliance.
• Serve as the primary contact and liaison with the PGCB, handling requests, responses, investigations, and communications, especially in the absence of the Director of Compliance.

Qualifications (Knowledge, Skills, and Abilities):

• Bachelor’s degree required.
• Strong organizational skills with the ability to meet deadlines and maintain confidentiality.
• Knowledge of auditing procedures and the ability to identify potential compliance issues.
• Excellent communication skills, both verbal and written, with the ability to present effectively to groups.
• Proficiency in Microsoft Excel and Word.
• Ability to interpret complex documents such as internal controls and manuals.
• Ability to follow instructions and procedures in written, verbal, or diagram form.
• Strong interpersonal skills and the ability to work effectively in a team-oriented environment.
• Willingness to travel and participate in training as required.
• Ability to work flexible shifts, including weekends and holidays, as needed.
• Ability to communicate effectively in English with team members and guests

Certifications:

• Must be able to obtain a Pennsylvania G-2 License. Rivers Casino will assist in the application process and pays the fee associated with this license.

Physical Requirements:

• Prolonged periods of sitting
• Regular bending, stretching, twisting, and reaching

The above duties and responsibilities are representative. Full job descriptions are available upon hire.