Job Description

Who Are We:

Comply is the leading provider of compliance SaaS and consulting services for the global financial services sector. With more than 5,000 clients and hundreds of employees across the globe, Comply empowers Chief Compliance Officers and their teams to proactively manage regulatory obligations, mitigate risk, and scale with efficiency and confidence.

Comply serves thousands of global financial services clients including broker-dealers, insurers, investment banks, private funds, RIAs, and wealth managers who rely on Comply offerings to power their compliance programs.

To learn more about Comply, visit comply.com

About the role

Comply is looking for a Product Manager to own Comply Accountability, Comply Conduct, and Comply for T&C, the UK and European accountability suite at the heart of Comply’s international growth. Comply is the global market leader in regulatory compliance technology and consulting for financial services, serving more than 5,600 clients worldwide across investment banks, private equity firms, hedge funds, broker-dealers, and registered investment advisers. Following the 2025 acquisition of Trailight, these products are now fully integrated into the Comply portfolio, making Comply the first unified platform to connect firm compliance, employee compliance, individual accountability, and archiving across jurisdictions. They are trusted by leading financial institutions, including global Tier 1 banks—to manage individual accountability regimes, conduct oversight, competence frameworks, and Fit & Proper assessments. As the dedicated product manager, you’ll partner with Engineering, Design, Consulting, and Customer Success to evolve the products, integrate them into the broader Comply platform, and keep them setting the standard for accountability solutions globally.

You’ll love this role if you want to own a market-leading product line end to end—talking directly to compliance professionals, shaping the roadmap, and working at the front of Comply’s international expansion.

What you’ll do

• Own the product roadmap for Comply Accountability, Comply Conduct, and Comply for T&C—spanning individual accountability regime management, conduct risk oversight, competence frameworks, governance mapping, Statements of Responsibilities, and Fit & Proper assessments.
• Serve as the subject-matter expert on these product lines, their client base, and their competitive positioning within the broader Comply product organisation.
• Lead discovery with clients, compliance professionals, and internal stakeholders to understand user needs, workflow pain points, and regulatory requirements across SMCR, IAF, SEAR, FAR, MAS, and other frameworks.
• Define and prioritise product requirements, user stories, and acceptance criteria that let Engineering and Design deliver high-quality outcomes efficiently.
• Drive the integration roadmap between these products and the broader Comply platform, including SSO, two-way data feeds, and unified risk views—for a seamless experience across the portfolio.
• Monitor product health against clear success metrics, using data and client feedback to prioritise iterations and improvements.
• Collaborate with Sales, Marketing, and Consulting on go-to-market, client onboarding, and compelling product narratives.
• Stay ahead of the evolving regulatory landscape across the UK, Ireland, Singapore, Hong Kong, and other key markets so the products stay ahead of compliance requirements.

What success looks like in your first 90 days

• You’ve built deep fluency in Accountability, Conduct, and T&C products and met the clients and internal experts who know them best.
• You’ve refreshed and prioritised the roadmap, with a clear view of the most valuable near-term improvements and integrations.
• You’ve run your first discovery sessions and turned the insights into well-defined requirements Engineering and Design can act on.

What you’ll bring

Must-have

• 3+ years of product management experience in B2B SaaS, ideally in RegTech, FinTech, LegalTech, or enterprise compliance software.
• Proven ability to run structured discovery, translate customer insight into product requirements, and work iteratively with Engineering and Design.
• Strong written and verbal communication—you can write a crisp PRD, facilitate a requirements workshop, and present clearly to senior stakeholders.
• A detail-oriented approach, able to manage a busy roadmap, track multiple workstreams, and make principled prioritisation decisions.
• Comfort in a dynamic environment where priorities evolve and cross-team coordination is essential.
• An empathetic, customer-first mindset—you listen carefully, ask the right questions, and keep the end user’s experience in focus.
• A practical, forward-leaning approach to AI—you use AI tools to raise your own output and think about how AI can improve accountability and conduct workflows for clients.

Nice-to-have

• Familiarity with UK financial services regulation—particularly SMCR—and/or other individual accountability regimes (IAF, SEAR, FAR, MAS, MIC).
• Direct experience working with compliance teams at financial services firms—banks, asset managers, broker-dealers, or similar.
• Experience with acquired products or product integration following M&A.
• Exposure to governance, risk, and compliance (GRC) platforms or regulatory filing workflows.
• Understanding of accountability documentation: Statements of Responsibilities, Management Responsibilities Maps, and Reasonable Steps evidence.

To learn more about our values, mission and the wide-range of perks offered to employees at Comply, visit https://www.comply.com/careers/.

Comply is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, disability, sex, sexual orientation, gender identity, or national origin. Nothing in this job posting should be construed as an offer or guarantee of employment.

Applicants must be authorized to work for any employer in the United Kingdom. Currently, we are unable to sponsor or take over sponsorship of an employment Visa at this time.

Comply is aware of scammers posing as Comply employees and extending job offers via direct messaging, texts and social media platforms. These are fraudulent and should be treated as such. To learn more about this, please review our Statement of Fraudulent Job Offers.