In Scope of Position based Promotions (INTERNAL only)
Job Title: Principal Audit Manager - IB Ops
Corporate Title: Director
Location: Bangalore, India
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy,
Your key responsibilities
Leads and takes responsibility for execution of day-to-day operational audit work and contribute to the delivery of audits related to Global Investment Banking Operations and Trade Settlements and Confirmations area.
Plan audits e.g. documenting activity flows of the processes to be reviewed, identify risks and the key actual controls in place to mitigate the identified risks and attend meetings with internal stakeholders as and when required.
Draft high quality audit reports for review by audit management, facilitate issue tracking, validate the closure of issues and approve closure of Important issues.
Review and provide expert opinions on action plans provided by stakeholders, helping them develop robust remediation plans.
Complete all assigned audit work in line with agreed budgets, including ad hoc projects and special investigations.
Develops and maintains relationship with business stakeholders and represents audit functions at various fora
Present complex and sensitive messages (such as audit issues) comprehensively, professionally and reduce complex topics to simple statements.
Your skills and experience
Minimum 15 years of Audit / Business experience and an understanding of the risks and regulatory requirements in Investment Banking.
A Bachelor degree (or equivalent) from an accredited college or university (or equivalent), or equivalent work experience.
A professional/industry recognized Risk or Accounting professional qualification e.g. CPA, ACA, FRM, CIA would be an advantage.
Audit experience preferred in public accounting or internal audit, focusing on Financial Services. Product understanding of Investment Banking products ( Fixed Income, Equities, Derivates, Credit Trading etc.). End-to-end understanding of trade lifecycle focussing on controls performed by Back-office and Middle office for Investment Banking Products.
Good knowledge of auditing standards and concepts.
Good communication skills - communicating with clarity, both orally and in writing, in a logical order and structured approach.
Strong relationship management and influencing skills.
Excellent planning and presentation skills.
Fluent in English (written and verbal).
How we’ll support you
About us and our teams
Please visit our company website for further information:
https://www.db.com/company/company.html
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
Deutsche Bank is the leading German bank with strong European roots and a global network. The bank focuses on its strengths in a Corporate Bank newly created in 2019, a leading Private Bank, a focused investment bank and in asset management.
We provide financial services to companies, governments, institutional investors, small and medium-sized businesses and private individuals.
Deutsche Bank was founded in 1870 to accompany German businesses into the world, and has worked across borders ever since.
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Imprint https://www.db.com/imprint.
