Job Description

Operations Associate (Investment & Insurance)

Cincinnati, OH

Full-Time/Direct-Hire

• Job Duties
• Effective communication with advisors and clients
• Main team contact for all service requests
• Performs all new client paperwork and assists in client onboarding
• Manages ACAT, rollover process and transfers
• Handles all client “money movement” (ACH, wires, RMDs, etc.)
• Performs all insurance underwriting
• Assist advisors with new and in-force illustrations
• Degrees & Licenses
• 6/7/63/SIE/L&H
• Industry experience
• 1-5 years
• Skill Requirements to excel in this position
• Knowledge of Pershing Platform and proficient with investment operations tasks
• Organized and responsive to team requests
• Understanding of team goals and philosophy
• Knowledge of underwriting and POS procedures
• Knowledge of outside business underwriting and service procedures
• Process Driven
• Great attitude