Eastspring Investments

Manager / Senior Manager - Compliance Rule Coding

Eastspring Investments  •  Republic of Singapore (Onsite)  •  4 months ago
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Job Description

Eastspring is a global asset manager with Asia at its core. We create a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career ambitions. We pledge to make Eastspring a place where you can Connect, Grow and Succeed.

KEY ACCOUNTABILITIES

Delivery of accurate and effective rules within Aladdin, including in order and trade management, risk reporting, position keeping as well as pre and post trade investment compliance monitoring and reporting. This position will be the responsible for delivery of compliance rules in the Singapore office as well as for other local business units.

This includes:

  • Guideline interpretation, translation, testing and sign-off
  • Aladdin training assistance
  • Pre & Post trade monitoring process & policy documentation
  • Centralization on rule coding & testing for Eastspring Local Business Units
  • Identification of customized data attributes i.e. specific client requirement, BB mnemonic fields, certain calculation methodology or hierarchy methodology use for rule coding
  • Creation of standard security type/ investment class/industry/country/sector classification for rule coding purposes
  • Standardization of rule coding for certain generic rules i.e. cash limits, concentration limits, stock/issuer/sector/currency/country bet limits etc
  • Identification of opportunities for optimized rule maintenance and enhanced processes and system features
  • Identification of opportunities to automate and improve efficiency of processes

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EXPERIENCE / QUALIFICATIONS

  • Strong knowledge on all the latest Taiwanese Regulations & Client Guidelines is a must
  • Excellent interpretational, written & communication skills in traditional Chinese
  • Degree in Legal or Business related disciplines with at least 8 years of working experience in the Financial industry
  • Experience and knowledge of investment compliance monitoring especially regulatory requirements and using Aladdin
  • Excellent analytical and problem-solving skills
  • Excellent priority management and facilitation skills, with the ability to manage different stakeholders across the Regions
  • Experience and knowledge of data analytical tools would be a bonus

CANDIDATE ATTRIBUTES

  • A deep understanding of asset management in the context of investment compliance and risk monitoring
  • A strong ability to be hands on yet has a holistic strategic vision on business and IT systems
  • A strong team player
  • A performance driven individual
  • A strong ability to work and influence different seniority of stakeholders

Eastspring is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.

Eastspring Investments

About Eastspring Investments

For Every Life, For Every Future. This is our purpose. Leveraging on our extensive footprint in Asia and investment expertise, we are invested in protecting and growing our clients’ wealth to provide financial peace of mind for this generation and the generations to come.

We are invested in knowledge. Which is why our deep understanding of Asian markets, paired with global expertise, is our key differentiator. We have been part of Prudential plc for over 30 years. In that time, we have invested in an unparalleled on-the-ground presence in 10 Asian markets* , as well as distribution offices in North America and Europe. We manage a total of USD 286 billion** across equity, fixed income, multi asset, quantitative and alternative strategies on behalf of institutional and individual investors globally.

We are invested in hiring the best talent. Invested in diversity. Because it fosters a culture of open communication and debate. Which enables us to uncover unique perspectives and find the best ideas.

We are invested in making the best investment decisions by incorporating ESG factors into our investment process. We are invested in the communities where we live and work. We are aligned with a number of global sustainability initiatives and collaborate with industry stakeholders to work towards a more sustainable world.

We are invested in the future of our clients. Invested in building partnerships. Invested in bringing value to our shareholders. With our expertise, experience and future focused vision, we are invested in giving our clients the highest quality investment outcomes. Because they deserve nothing less.

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* Presence in China, Hong Kong, India, Indonesia, Japan, Malaysia, Singapore, Taiwan, Thailand and Vietnam.

** As of 30 Sep 2025

Industry
Finance & Insurance
Company Size
1,001-5,000 employees
Headquarters
Singapore, SG
Year Founded
1994
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