Eastspring Investments

Manager - Legal & Compliance

Eastspring Investments  •  Ho Chi Minh City (Onsite)  •  17 days ago
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Job Description

Eastspring is a global asset manager with Asia at its core. We create a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career ambitions. We pledge to make Eastspring a place where you can Connect, Grow and Succeed.

To provide legal support to the Head of RCL.

KEY ACCOUNTABILITIES

Legal

  • Provide legal support and legal advice to all other functions, including but not limited to corporate, AML, privacy data protection, fund management;
  • Review and vest all legal documents, contracts, agreements and legal documents including but not limited to Forms, Charter of Corporate, Prospectus/Charter of Funds
  • Implement and ensure updated licenses/permits of the Company
  • Update new regulations and provide legal analysis associated with its impact to business for related depts.
  • Update SOP, Guidance and provide training for employees on legal area.
  • Legal secretary for RCL dept..
  • Provide legal support to respective committee such as product committee, investment committee for all private, negotiated investments.
  • Other tasks as assigned by the Head of RCL

Other Accountability

  • Support Head of RLC in reporting to Clients, local regulators, and ES Head Office, coordinating during audit, inspection, quality assurance reviews, conducting compliance training to staff.
  • Other duties, as assigned.

QUALIFICATIONS AND EXPERIENCE

  • University degree in Law and 7- 10 years of legal advisory experience
  • At least 02 (two) years of experience working in legal and/or compliance dept for financial industry such as insurance, securities, fund management, bank
  • Had two certification: Fundamental Issues of Securities and the Securities Market Certificate & Securities Law and the Securities Market Certificate
  • Has business support mindset.
  • Strong influencing skills and ability to engage and win respect from colleagues.
  • Strong analytical & problem-solving skills, balanced & independent adjustment, law interpretation and implementation skills.
  • Strong communication skills in English & Vietnamese both.
  • Teamwork skills and attitude.

Eastspring is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.

Eastspring Investments

About Eastspring Investments

For Every Life, For Every Future. This is our purpose. Leveraging on our extensive footprint in Asia and investment expertise, we are invested in protecting and growing our clients’ wealth to provide financial peace of mind for this generation and the generations to come.

We are invested in knowledge. Which is why our deep understanding of Asian markets, paired with global expertise, is our key differentiator. We have been part of Prudential plc for over 30 years. In that time, we have invested in an unparalleled on-the-ground presence in 10 Asian markets* , as well as distribution offices in North America and Europe. We manage a total of USD 286 billion** across equity, fixed income, multi asset, quantitative and alternative strategies on behalf of institutional and individual investors globally.

We are invested in hiring the best talent. Invested in diversity. Because it fosters a culture of open communication and debate. Which enables us to uncover unique perspectives and find the best ideas.

We are invested in making the best investment decisions by incorporating ESG factors into our investment process. We are invested in the communities where we live and work. We are aligned with a number of global sustainability initiatives and collaborate with industry stakeholders to work towards a more sustainable world.

We are invested in the future of our clients. Invested in building partnerships. Invested in bringing value to our shareholders. With our expertise, experience and future focused vision, we are invested in giving our clients the highest quality investment outcomes. Because they deserve nothing less.

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* Presence in China, Hong Kong, India, Indonesia, Japan, Malaysia, Singapore, Taiwan, Thailand and Vietnam.

** As of 30 Sep 2025

Industry
Finance & Insurance
Company Size
1,001-5,000 employees
Headquarters
Singapore, SG
Year Founded
1994
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