Job Description
Manager, Investment Product Governance/Control
Application Deadline: 19 September 2026
Department: Product
Employment Type: Permanent - Full Time
Location: Hong Kong (SAR)
About Mox
Mox is built by and for the ones who aspire to live life to the fullest – we call them Generation Mox! The name Mox reflects the endless opportunities we can create, - Mobile eXperience; Money eXperience; Money X (multiplier), eXponential growth, eXploration… it’s all up for us to define together.
Why Mox
Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox. Mox rewards you with an array of banking and lifestyle benefits.
Who are we looking for?
This role will be reporting to Lead, Investment Product Governance/Control.
Responsibilities
Product Governance & Approval Framework
- Coordinate product program approvals and ensure RCSA-derived controls are embedded across all product lines
- Facilitate new product approval process for all investment products
- Validate compliance against approved product programs and internal policies
- Partner with product teams to establish comprehensive operating procedures
- Monitor team adherence and drive continuous improvement
Regulatory Compliance & Risk Advisory
- Conduct regulatory gap analyses against applicable regulations and internal standards
- Develop remediation plans for identified compliance deficiencies
- Review customer journeys periodically to ensure full regulatory compliance and fair customer treatment
- Monitor local and overseas regulatory developments via horizon scanning
- Assess impact on existing products and operational controls
- Advise Product Owners on regulatory compliance for new investment products and services
Operational Risk & Control Effectiveness
- Assess operational process resilience, including order processing flows
- Identify vulnerabilities and implement proactive mitigation measures
- Oversee post-trade monitoring control framework
- Analyze framework performance and related data
- Prepare executive summaries for senior management oversight
- Partner with product teams to manage incidents
- Ensure accurate and timely regulatory reporting
Committee Governance & Secretariat
- Provide secretarial support for Wealth Forum and Investment Steering Committee
- Manage logistics, documentation, and follow-up
- Draft agendas, papers, minutes, and track action items to resolution
Requirements
- 1-3 years of relevant experience in similar capacity
- Hands on experience in investment product due diligence work
- Experience in establishing investment product related control framework
- Adept at managing and working with various key stakeholders
- Strong understanding of investment products and the regulatory requirements
- Bachelor’s degree in finance, business, or other related disciplines
- Holder of SFC Type 1 license for dealing in securities
- Proficiency in PC applications such as Microsoft Office
- Good written and oral communication in English
- Strong presentation and interpersonal skills, with positive mindset
