Prudential plc

Manager, Agency Compliance

Prudential plc  •  People’s Republic of China (Onsite)  •  17 days ago
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Job Description

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.

This manager position reports to the Senior Manager of Agency Compliance and aims to assisting in Risk Management and Business Monitoring related issues, implementing risk framework, and other tasks assigned by the superior to smoothen the entire operation process.

s:

  • Maintain a comprehensive view of the agency or business unit’s risk universe. Identify, assess, and prioritize operational, regulatory, and strategic risks. Support Enterprise Risk Management (ERM) / Business Information Security Office (BISO) in evaluating business proposals, projects, and strategies for risk exposure. Handle and support ad-hoc project as assigned by supervisor.
  • Act as Division’s risk representative. Coordinate and work with the business units on risk/scenario/impact analysis and assessment, Quality Assurance Dashboard review, System Access Review, Business Continuity Program for and implementation of regulatory and internal requirements. Collaborate with business units, compliance, and operational teams to embed risk management practices. This is also including addressing internal enquiries as well as supporting the supervisor for appropriate engagement with relevant stakeholders on issues that may impact PHKL, PGHK and Macau Branch.
  • Monitor key risk indicators and ensure timely escalation of emerging risks. Support the implementation of the Group Incidents & Issues Management Standards. Coordinate investigations, root cause analysis, and remediation plans for risk events. Prepare, coordinate and deliver compliance/risk reports (monthly, quarterly, ad-hoc) to senior management, committees, ERM/BISO, etc.; to support minuting when deemed necessary.
  • Participate in the development and implementation of risk frameworks, including the Group Risk Framework and Conduct Risk Policy. Promote a strong risk culture and ensure adherence to internal policies and regulatory requirements. Provide training and guidance to enhance risk awareness across the teams and agency.

Job Requirements:

  • Bachelor’s degree with 3 years relevant working experience in insurance related scope. With less experience, will consider the grading as Assistant Manager
  • Excellent at Microsoft Office applications (including Word, Excel and Powerpoint)
  • Good command of spoken/written English and Chinese•
  • Good communication and presentation skills

Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.

Prudential plc

About Prudential plc

We are Prudential.

For Every Life, For Every Future.

Prudential provides life and health insurance and asset management in Greater China, ASEAN, India and Africa. Prudential’s mission is to be the most trusted partner and protector for this generation and generations to come, by providing simple and accessible financial and health solutions.

We are headquartered in Hong Kong and have dual primary listings on the Stock Exchange of Hong Kong and the London Stock Exchange.

Visit our websites for more information:

Prudential plc: https://www.prudentialplc.com/

Prudence Foundation: https://www.prudentialplc.com/en/prudence-foundation

Industry
Finance & Insurance
Company Size
10,000+ employees
Headquarters
Central, HK
Year Founded
Unknown
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