Job Description
JOB OVERVIEW
Our client is an asset management firm that embodies four core values: knowledge, impact, innovation, and efficiency. They seek talented individuals who share their passion for excellence and making a positive impact. Their team constantly pushes the boundaries of what's possible with creativity and out-of-the-box thinking.
They are looking for a detail-oriented and experienced Internal Auditor to ensure their operations comply with internal policies, regulatory
standards, and industry best practices. The ideal candidate will evaluate the effectiveness of risk management processes, internal controls, and
governance frameworks, contributing to the continued growth and stability of the Organisation.
JOB DESCRIPTION
- Develop and execute a comprehensive internal audit plan to assess the adequacy of internal controls and compliance with policies and regulations.
- Conduct financial, operational, and compliance audits across various departments.
- Evaluate the effectiveness and efficiency and of risk management frameworks and recommend improvements.
- Identify and report gaps in internal controls, providing actionable recommendations to mitigate risks.
- Monitor and ensure compliance with SEC regulations and other relevant regulatory requirements.
- Review and analyze financial records, reports, and systems for accuracy and integrity.
- Collaborate with management to address audit findings and implement corrective actions.
- Prepare clear and concise audit reports for senior management and the board.
- Stay updated on industry trends, regulatory changes, and best practices in internal auditing and asset management
Requirements
- Bachelor's degree in accounting, finance, or a related field.
- Professional certifications such as ACA, ACCA, CIA, or CISA are an added advantage.
- Minimum of 3 years of relevant experience, preferably in the financial services or asset management sector.
- Strong understanding of SEC regulations and asset management operations.
- Proficiency in audit tools, financial reporting systems, and Microsoft Office Suite.
