Job Description
ACG_3744_JOB
Our client, a leading company in the financial services and securities industry, is seeking a qualified candidate to join their firm.
Institutional Sales and Business Development
Develop and implement the institutional client strategy in line with overall business objectives.
Build and maintain strong relationships with both domestic and international institutional investors, including asset management companies, investment funds, insurance companies, banks, family offices, and proprietary trading firms.
Acquire new institutional clients while expanding business opportunities with existing accounts.
Drive brokerage commission revenue, trading volume, market share, and overall client profitability.
Identify cross-selling opportunities across research, corporate access, block trades, capital markets, and other securities products.
Represent the company in client meetings, investor conferences, roadshows, and networking events.
Trading and Execution
Oversee institutional trading and execution activities across relevant securities products.
Ensure client orders are executed accurately, efficiently, and in compliance with client instructions and regulatory requirements.
Work closely with traders and sales traders to provide clients with market updates, liquidity information, execution advice, and trading ideas.
Support block trades, put-through transactions, and other large or complex institutional transactions.
Monitor execution quality, trading performance, and overall client satisfaction.
Institutional Operations
Oversee institutional client onboarding and account-opening processes.
Coordinate with Operations, Compliance, Risk, Legal, Custody, and other internal functions to ensure a seamless client experience and effective management of KYC, AML, trading limits, settlement, allocation, reconciliation, and trade confirmation processes.
Resolve operational issues, settlement discrepancies, and client escalations in a timely manner.
Team Leadership and Governance
Lead, coach, and develop the Institutional Sales, Trading, and Client Support teams.
Establish revenue targets, client coverage plans, performance indicators, and accountability standards.
Allocate client accounts and team resources effectively.
Monitor departmental revenue, trading activity, client pipeline, and operational performance.
Prepare business reports, forecasts, and strategic recommendations for senior management.
Collaborate closely with Research, Investment Banking, Treasury, Brokerage, Technology, and regional stakeholders.
Requirements
Bachelor’s degree in Finance, Economics, Business Administration, or a related field.
At least 10 years of experience in securities, brokerage, capital markets, or financial services, including a minimum of 5 years of direct experience working with institutional clients.
Proven experience in institutional sales, sales trading, trading execution, or institutional brokerage.
Strong network of domestic and/or international institutional investors.
Demonstrated track record of generating brokerage revenue, acquiring new clients, and growing institutional trading flows.
Strong understanding of the end-to-end institutional trading process, including account opening, order execution, custody, settlement, and reconciliation.
Proven leadership and team management experience.
Strong commercial mindset with excellent negotiation, relationship management, and problem-solving skills.
Fluent English communication skills.
Contact: Thao Phan or Gia Huy
Due to the immense number of applications, only shortlisted candidates will be contacted.