Shulman Fleming & Partners

Executive Director: Regulatory Reporting Innovation & Transformation Lead

Shulman Fleming & Partners  •  $280k/yr  •  New York City, NY (Remote)  •  7 days ago
Apply
AI can make mistakes so check important info. Chat history is never stored.

Job Description

Executive Director: Regulatory Reporting Innovation & Transformation Lead

MUST be local to New York City, Hybrid Schedule

Salary up to $280k

No Sponsorship Available, No Third Party Resumes

Provide enterprise-level leadership for the design, delivery, and modernization of the firm’s regulatory reporting framework. You will be accountable for ensuring accurate, compliant regulatory reporting while driving creative, forward-looking solutions that replace traditional, manual, or fragmented approaches with scalable, automated, and defensible designs. This position serves as a senior bridge across Regulatory Policy, Finance, Risk, Treasury, Data, and Technology, setting the strategic direction for regulatory reporting transformation. You must have experience working in a Financial Services firm.

Key Responsibilities

  • Define and own the strategic vision for IHC regulatory reporting, prioritizing innovative and scalable solutions over legacy or tactical fixes.
  • Provide executive oversight of regulatory interpretation and translate requirements into standardized, reusable, and platform-driven solutions.
  • Design and build new regulatory reporting platforms including data sourcing, calculations, rule configuration, and report production.
  • Drive reduction of manual adjustments, EUCs, and reconciliations through design-led automation and data consistency.
  • Act as the senior escalation point for regulatory reporting risks, design decisions, and delivery trade-offs.
  • Ability to think innovatively and identify more efficient, cost-effective solutions
  • Partner with senior Finance, Risk, Treasury, Compliance, Audit, Data, and Technology leaders to align reporting strategy and execution.
  • Provide executive sponsorship for Agile delivery, ensuring regulatory rigor, documentation, and controls are embedded by design.
  • Develop high-performing teams and foster a culture that challenges traditional regulatory reporting approaches while maintaining regulatory defensibility.

Required Skills & Experience

  • Deep expertise in IHC regulatory reporting frameworks, governance, and supervisory expectations.
  • U.S. regulatory reporting
  • Strong data expertise, including data analytics, data ownership, and data product management
  • Proven experience driving innovative, non-traditional regulatory reporting solutions in highly regulated environments.
  • Solid understanding of technology, including current AI capabilities and applications
  • Proven experience leading transformation initiatives, including driving and implementing change
  • Strong executive presence with the ability to influence across Finance, Risk, and Technology without direct authority.
  • Oversight of a large team (approximately 50 total: ~25 direct reports and ~25 indirect reports)
  • Experience working with offshore and matrixed teams
  • Excellent communication skills, capable of engaging senior management and regulators.

Nice to Have:

  • Hands-on experience in development (e.g., Developer or Business Analyst)
  • Understanding of product ownership and product management structures
Shulman Fleming & Partners

About Shulman Fleming & Partners

SF&P is a recruitment firm specializing as a creative search resource for early stage and growing tech companies. The founders, Norm Shulman and Susan Fleming have more than 30 years of experience working with technology companies. We understand that acquiring the best talent is the key to building a successful business.

Norm and Susan have worked with hundreds of early and mid stage companies, resulting in thousands of successful placements. With our combination of expertise, determination and passion for building the best teams, we take the "Art of Search"​ to a different level.

Industry
HR & Recruiting
Company Size
11-50 employees
Headquarters
NYC, NY
Year Founded
2001
Website
sfp8.com
Social Media