Job Description

The Control Management Team performs ongoing analysis of the business’ risk and control environment to identify significant gaps and weaknesses, ensuring controls are properly designed. This role's responsibility to validate the Regulations and assess if this impacts Markets

As a Control Management Associate in the Control Management Team, you'll be responsible for ensuring the line of business has a sustainable and disciplined end-to-end control environment, identifying and escalating issues with a sense of urgency, and partnering with the business to ensure issues are remediated in a timely manner.

Job Responsibilities:

• Partner with stakeholders, evaluate and perform an end-to-end analysis of the business’ risk and control environment to identify significant gaps and weaknesses and determine root cause of control breaks
• Ensure that controls are properly designed, operating effectively, and essential to a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols
• Perform regulatory assessment activities under LRCM/OLO, including reviewing and validating regulatory changes and legal obligations, and assessing applicability and impact to the Markets business (e.g., process, control, governance, and reporting impacts)
• Partner with stakeholders to translate regulatory requirements into actionable control and change considerations, escalating material impacts, gaps, or uncertainties in a timely manner
• Perform ongoing analysis of program related data (e.g., KRI/KPI) and develop ad-hoc reports as requested to support business-related programs and strategies
• Assist with development of Risk & Control Self-Assessment mapping and documentations through participation in end-to-end process walkthroughs and deep dives with assigned business units

Required qualifications, capabilities, and skills :

• Bachelor’s degree or equivalent experience required

Preferred qualifications, capabilities, and skills

• 3+ years of experience in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance preferred; or equivalent subject matter expertise in a relevant business related function/operation
• Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) preferred