RBC

Compliance Oversight Analyst – Surveillance and Governance

RBC  •  United Kingdom of Great Britain and Northern Ireland (Onsite)  •  3 hours ago
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Job Description

What is the opportunity?

The Compliance Oversight Analyst will be responsible for supporting the governance and reporting processes for UK, Europe and Asia Pacific regions covering all RBC’s core markets including Capital Markets, Wealth Management and Global Asset Management (GAM). They will also act as a Business Analyst resource supporting the enhancement of oversight processes.

This is a full-time permanent position that requires 4 days in the office.

What will you do?

  • Assist in the compilation of senior management reporting for Compliance Oversight for the Europe and APAC region, covering CM, WM and GAM.

  • Support reporting to sponsors and appropriate committees through preparation of presentations and status updates, under the supervision of initiative leads.

  • Devise repeatable, clear, concise, and consistent reporting procedures and processes for the Compliance Oversight department.

  • Contributing, as required, to Compliance Oversight projects and adhoc time-critical deliverables.

  • Apply project management skills to support global Compliance initiatives, including identifying participants and roles, defining project deliverables, reporting structures, executing plans, meeting milestones, and ensuring quality of deliverables.

  • Support the planning and preparation of Audits, Quality Assurance Reviews and Regulatory Exams.

What do you need to succeed?

Must-have

  • Working knowledge of European and UK regulatory environment.

  • Project management experience.

  • Delivery focused, comfortable with hard deadlines.

  • Ability to assimilate large amounts of information and get to the core of the issue.

  • Ability to multi-task in fast paced environment.

  • Strong attention to detail.

Nice-to-have

  • Formal Project Management Certification (PMP)

  • Python &/or similar coding skills.

  • Knowledge of leading industry surveillance, monitoring & testing tools and case management.

What is in for you?

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation

  • Leaders who support your development through coaching and managing opportunities

  • Opportunities to work with the best in the field

  • Ability to make a difference and lasting impact

  • Work in a dynamic, collaborative, progressive, and high-performing team

  • A world-class training program in financial services.

Agency Notice

RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additional details.

Job Skills

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Additional Job Details

Address:

32 GALLOWGATE:NEWCASTLE UPON TYNE

City:

Newcastle Upon Tyne

Country:

United Kingdom

Work hours/week:

35

Employment Type:

Full time

Platform:

CHIEF LEGAL & ADMIN OFFICE GRP

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-04-02

Application Deadline:

2026-04-16

Note Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

RBC

About RBC

Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com.

We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.

http://rbc.com/legalstuff.

La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais

Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.

https://www.rbc.com/conditions-dutilisation/

Industry
Finance & Insurance
Company Size
10,000+ employees
Headquarters
Toronto, CA
Year Founded
Unknown
Website
rbc.com
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