Job Description

At TechBiz Global, we are providing recruitment service to our TOP clients from our portfolio. We are currently seeking an Compliance Officer specialist to join one of our clients' teams. If you're looking for an exciting opportunity to grow in a innovative environment, this could be the perfect fit for you.

Responsibilities:

• Implement and manage the compliance monitoring plan of the company

• Deploy the compliance monitoring plan throughout the calendar year

• Ensure compliance with various MiFID requirements and regulations

• Monitor activities related to compliance, which will constitute 90% of the job role

• Work closely with stakeholders across the organization to ensure alignment with compliance standards

• Maintain up-to-date knowledge of regulatory changes and communicate any updates to relevant parties

• Prepare and present compliance reports to management on a regular basis

• Collaborate with internal teams to address any compliance issues or concerns

• Conduct regular audits and assessments to identify and address compliance risks

• Provide training and guidance to employees on compliance matters as needed

Requirements

• Bachelor's degree in Business Administration, Finance, Law, or related field

• Previous experience in a compliance or regulatory role, preferably within the financial services industry

• Strong understanding of MiFID requirements and regulations

• Excellent analytical and problem-solving skills

• Ability to work independently and prioritize tasks effectively

• Strong communication and interpersonal skills

• Detail-oriented with a high level of accuracy

• Certification in Compliance or related fields is a plus