Are you looking for the next professional opportunity, that will challenge you and advance your career? Join our team now!
Tickmill is looking to hire a Compliance Officer to join our rapidly expanding team.
We are seeking an experienced Senior Compliance Officer to support and strengthen our compliance framework within the UAE regulatory environment. The successful candidate will be responsible for ensuring the Company's ongoing compliance with applicable regulatory requirements while promoting a strong culture of compliance across the business.
About Tickmill.
Tickmill is an award-winning, multi-regulated broker offering access to a broad range of asset classes, including CFDs on Forex, Stocks, Indices, Commodities, Cryptocurrencies, and Bonds, as well as Exchange Traded Derivatives such as Futures & Options.
Founded in 2014, the Tickmill Group employs over 330 professionals across offices in London, Cyprus, Poland, Estonia, Seychelles, and several other locations worldwide.
Our culture is built on trust, transparency, and high standards. We bring together ambitious professionals who thrive in an environment that supports growth, innovation, and excellence.
We offer competitive benefits packages, frequent team initiatives, and opportunities for professional development. Join the Tigers!
What the job looks like?
• Develop, implement, and maintain the Company's compliance programme, policies, and procedures in line with applicable regulatory requirements.
• Monitor and assess compliance risks, ensuring ongoing adherence to the relevant regulatory framework and industry standards.
• Keep abreast of regulatory developments and support the implementation of new or amended legal and regulatory requirements.
• Draft, review, and enhance compliance policies, procedures, controls, and conflict-of-interest frameworks across the business.
• Conduct compliance monitoring activities, identify regulatory breaches, and oversee remediation efforts until resolution.
• Review and approve marketing communications, website content, and other client-facing materials to ensure regulatory compliance.
• Monitor outsourced functions and service providers to ensure compliance with internal policies and regulatory obligations.
• Prepare compliance reports for senior management, the Board, and regulatory authorities, including regulatory filings where required.
• Liaise with regulators, industry bodies, auditors, and other external stakeholders on compliance-related matters.
• Oversee client complaint handling processes and monitor best execution arrangements to ensure fair client outcomes.
• Deliver compliance guidance and training to employees and promote a strong culture of compliance throughout the organization.
• Build effective relationships across the business, acting as a trusted advisor on regulatory and compliance matters.
What will you need to be able to do the job?
• University degree in Law, Business Administration, Finance, or a related field, or a relevant professional compliance qualification (e.g., ICA, ACAMS, or equivalent).
• Minimum 5 years of compliance experience within the financial services industry, preferably within a regulated financial institution. Experience within Compliance and/or AML functions will be considered an advantage.
• Previous experience within a brokerage, CFD firm, or multi-asset trading platform is highly desirable.
• Strong knowledge of the UAE/SCA regulatory framework, including AML, sanctions, outsourcing, and regulatory reporting requirements.
• Commitment to ongoing professional development and staying abreast of regulatory developments.
• Excellent communication and stakeholder management skills, with the ability to work effectively in an international environment.
• Fluency in English and Arabic is required. Additional languages will be considered an advantage.
By joining us, you can expect:
Make your next Career step and apply NOW!
*Due to the great number of applications, we receive for each of our open vacancies, we are unable to respond on an individual basis.
Tickmill is a multi-regulated multi-asset broker on a mission to provide the best trading conditions in the market.
As a broker founded by traders for traders, we’re focused on empowering customers to succeed, by offering great trading conditions, excellent service, quality education and AI-powered trading tools.
The Tickmill group product offering includes:
- Forex & CFDs (Commodities, Cryptocurrencies, Indices, Stocks, Bonds);
- Futures & Options, with direct access to 5 global regulated exchanges, including the CME group.
The group operates through different local offices and companies, and it’s regulated by the FCA, the DFSA (as representative office), CySEC, FSA, FSCA, and FSA Labuan.
