Job Description

Compliance Officer深圳、九龙全职金融 / 投资 - 合规稽查职位描述 1、 Develop, review, and enhance company compliance, Anti-Money Laundering (AML), and Counter-Financing of Terrorism (CFT) policies and procedures.
2、 Ensuring timely reporting of suspicious transactions to the Joint Financial Intelligence Unit (JFIU) or other relevant authorities as required by law.
3、Advise management on the company’s compliance with laws and regulations.
4、mplement and manage an effective compliance program to ensure the company's operations align with regulatory requirements and best practices.
5、 Conduct regular and adhoc compliance and AML/CFT assessments and updates to address emerging changes in product, service, customers, geographic locations and regulatory environments, etc.
6、Develop and implement appropriate compliance and AML/CFT training scheme ensure all employees are educated on the latest regulations and processes.
7、Create and manage effective action plans in response to audit discoveries and compliance violations, e.g. internal audit and IRA.
8、 Collaborate with the headquarters and overseas branches/subsidiaries to ensure global compliance standards are met and facilitate the sharing of best practices and compliance strategies across the organization.
9、Arrange or regularly carry out review/audit upon company procedures, practices, and documents to identify potential weaknesses or risks.
10、Prepare and present management information reports on compliance activities and issues and provide regular/adhoc updates to senior management on compliance status and key changes and risk areas.
11、Manage any other compliance and regulatory matters in Hong Kong as required from time to time by related regulatory authorities, as well as coordinate other countries regarding those matters as required.职位要求 1、Bachelor Degree or above in Law, Finance or other related disciplines
2、5 years+ experience in the AML/CFT industry, Holder of AAMLP or CAMS would be an advantage
3、Familiarity with MSO operation，experience in MSO license application and renewal is preferred
4、Familiar with Hong Kong regulatory regime as well as applicable financial sanction programmesSound knowledge of banking or payment company operation
5、Valid Hong Kong work visa or Hong Kong residency.
6、Proficiency in Cantonese, as well as written and spoken English and Chinese (fluent in Mandarin).
7、Strong communication, analytical and problem-solving skills
8、Flexible to work independently or in a team 投递