Campion Pickworth

Compliance Manager (Advice)

Campion Pickworth  •  London, GB (Hybrid)  •  2 months ago
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Job Description

Our client, an established bank, is looking to recruit an experienced Compliance Manager within their London office, with hybrid working. The manager will work as part of the Compliance Team in delivering practical and clear guidance on how to effectively meet new and existing conduct regulatory requirements, and proactively help to ensure that the bank implements effective systems and controls and to escalate any material issues identified.

Role Responsibilities:

  • Acting as compliance representative on key business and regulatory projects and initiatives
  • Providing advice and identifying potential solutions to issues as they arise
  • Contributing to the development and maintenance of the regulatory and conduct risk frameworks, Compliance Universe, policies and procedures
  • Contributing to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters facing the business

Qualifications and Experience Required:

  • Previous experience in a compliance or conduct risk role within the financial service industry
  • Detailed knowledge of the conduct and regulatory environment
  • Thorough understating of conduct risk management and promoting good customer outcomes
  • Detailed working and practical knowledge of the FCA handbooks and their application in practice
  • Knowledge of retail banking and associated products is desirable
  • Formal professional compliance qualifications and/or Ce-map 3 qualification are desirable

Please find further job openings from Campion Pickworth at https://campionpickworth.com/vacancies/

Campion Pickworth

About Campion Pickworth

Campion Pickworth began as the sole dedicated Credit Risk and Capital Executive search firm in London and has since become a prominent leader in this domain. Our clientele includes prestigious entities such as hedge funds, big four consultancies, building societies, and investment banks. Over time, we expanded our expertise to encompass Credit Risk, Market Risk, Operational Risk, Compliance, Data Analytics, Structured Finance, and Financial Restructuring.

Our team consists of specialists with a profound understanding of the financial landscape and the talents it houses. We offer comprehensive recruitment services, sourcing top-tier professionals in Compliance, Risk Management (including Credit Risk, Market Risk, and Operational Risk), Data Analytics, and Structured Finance. Our extensive experience in these areas has made us a preferred choice for both clients seeking exceptional talent and candidates aiming to progress in their careers.

At Campion Pickworth, building strong and enduring relationships with our clients takes precedence. We acknowledge the unique needs of each organization and take the time to comprehend their specific requirements. By tailoring our searches, we connect them with the right professionals who can drive their success. Our client base spans financial institutions, consulting firms, technology companies, and other sectors.

We offer comprehensive services for both clients and candidates. For clients, we provide a thorough understanding of the market, extensive candidate networks, and tailored recruitment solutions for permanent hires or interim placements. For candidates, we offer honest and practical advice to help them find suitable opportunities and support their career progression. Our goal is to ensure a positive and seamless experience for all parties involved.

Industry
HR & Recruiting
Company Size
1-10 employees
Headquarters
Unknown
Year Founded
2012
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