
Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Global Banking & Markets Compliance (Public and Private) is responsible for comprehensively identifying and managing the regulatory, legal, and reputational risks of GBM Public.
The Core Programs team within GBM Public Compliance oversees the integrated Compliance Program for GBM globally. This includes the periodic Compliance Risk Assessment of GBM, GBM regulatory change management program, governance of GBM Compliance Policies and Procedures, Firmwide Designated Market Activity Risk Assessment, and implementation of strategic initiatives. We are looking for a team member to support the identification, assessment, management, monitoring and reporting of regulatory changes across GBM Compliance while serving as a key participant in the redesign and implementation of the future state regulatory change management program for GBM Public and Private. At times, the role will require navigating and problem solving across multiple teams and stakeholders bearing in mind timelines and a senior audience.
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Basic Qualifications:
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