Job Description

Compliance Analyst (Financial Markets)悉尼全职咨询 / 法律 / 教育 / 科研职位描述- Collaborate with business units to understand their products, services, and regulatory obligations.
- Assist in maintaining and improving compliance policies, procedures, and controls to manage regulatory risks.
- Conduct ongoing compliance monitoring reviews and risk assessments.
- Take ownership of delivering regulatory training across the business.
- Support the complaints handling process, especially with escalated cases.
- Review marketing materials, client communications, and website content to ensure regulatory compliance.
- Help maintain records, registers, and reports for the Compliance department.
- Work closely with internal teams and external regulators to promote a positive compliance culture.
职位要求- A Bachelor’s Degree in Law, Business Law, Commerce, Finance, or a related field.
- A keen interest in financial markets and regulations.
- Exposure to ASIC, AUSTRAC, AFCA, and the Corporations Act is preferred but not essential.
- Fluency in Mandarin is required.
- Strong communication skills and a growth mindset.
- Recent graduates with distinction or honors will also be considered.
- RG146-compliant candidates are preferred. 投递

About Tiger Brokers

Tiger Brokers (Nasdaq: TIGR), founded in 2014, is a leading online brokerage with a focus on redefining global investing with technologies for the next generation.

Since our inception, the company has relentlessly offered a superior user experience to let everyone enjoy efficient and smart global investing, by bringing a multitude of quality financial products and services across brokerage, employee stock ownership plan (ESOP) management, investment banking, wealth management, investor community, and investor education in our pursuit of becoming a world-leading online brokerage.

We strive to elevate financial technology R&D to a new level. While we inherit the best traditions from the financial sector and blend them with the best minds of tech experts, we develop our own technology infrastructure—an aggregation that enables multi-currency trading of various products across markets, guaranteeing our reliable, secure, and scalable services are accessible to all with low latency.

Currently, we serve over 9 million users and 2 million account holders worldwide on our flagship platform “Tiger Trade”, own 59 licenses and qualifications in different markets, and have over 1,000 employees on the team in Australia, China, New Zealand, Singapore, and the US. In 2019, the company was listed on Nasdaq as UP Fintech Holding Limited under the ticker TIGR.

For more information about Tiger Brokers as a company, please visit itigerup.com. For inquiries, please contact press@tigerbrokers.com.

Industry

Finance & Insurance

Company Size

501-1,000 employees

Headquarters

Singapore, SG

Year Founded

Unknown

Website

itiger.com

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