Job Description

Our client is seeking a senior consultant for CACR Global Markets Audit Support to assist with audit and control initiatives across Global Markets within a large financial institution. This role requires strong product knowledge, supervisory control experience, and the ability to assess risk frameworks and drive control enhancements across FICC and Equities businesses.

Responsibilities & Qualifications

• Support CACR-related audit activities across Global Markets (FICC and Equities)

• Evaluate trading practices, risk management frameworks, and supervisory control environments

• Assess valuation methodologies and product risks across Rates, FX, Credit, Commodities, and Equity Derivatives

• Review conduct and regulatory frameworks including Market Conduct, Market Abuse, and trade surveillance controls

• Partner with Compliance, Risk, and Audit teams on control assessments and remediation tracking

• Identify control gaps, analyze processes, and recommend practical enhancements

• Develop clear documentation and executive-ready summaries of findings

Requirements

• Strong understanding of Global Markets businesses, including FICC and Equities trading

• Knowledge of trading practices, valuation, and risk management frameworks

• Experience engaging with Compliance, Risk, and Audit control functions

• Familiarity with regulatory expectations around market conduct and surveillance

• Ability to analyze issues, identify control gaps, and articulate remediation strategies

• Strong communication and stakeholder management skills