Job Description

Business Unit / Function: Financial Crime Compliance (FCC)

JOB TITLE:

Compliance Officer

DIVISION:

Office of the President

DEPARTMENT:

Legal and Compliance

JOB GRADE:

10

LOCATION:

GT Tower

REPORTING TO

(ROLE):

Financial Crimes Director

NUMBER OF DIRECT

REPORTS:

0

MAIN PURPOSE

OF THE JOB:

Identify, assess, implement and monitor the Company’s compliance framework on Financial Crime Compliance to ensure that the Company operates in accordance with local and AXA Group requirements

KEY ACCOUNTABILITIES:

• Implements compliance with regulatory and Group requirements on Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF), and Sanctions
  • Formulates, reviews, modifies, disseminates and implements policies, procedures, guidelines, and controls
  • Identifies policy and procedural gaps or breaches and monitors remediation or closure of gaps/breaches
  • Assists business units in the adoption of new/updated requirements and embedding activities
  • Supports FCC team’s AML/Sanctions operations unit with monitoring and reporting activities, including but not limited to Covered Transaction Reporting, Suspicious Transaction Reporting, name screening, transaction monitoring, freeze order compliance, and similar activities

• Works with Compliance Culture Officer to develop, implement, and monitor compliance awareness and training programs
• Assists in internal and external audits/examinations and ad hoc requests and reviews
• Identifies and escalates potential and actual vulnerabilities, risks and issues on AML-CTF and Sanctions

KEY

STAKEHOLDERS:

Internal

External

EXPERIENCE AND QUALIFICATIONS:

• Minimum of 3 years of professional experience on Philippine AML-CTF and Sanctions laws and regulations in the banking or insurance industry
• Experience in policy-making is strongly preferred
• Demonstrates a high level of analytical and problem-solving skills
• A team-player
• Can work under minimum supervision
• Proficient in MS Office Applications
• Very good communication skills (oral and written)

At AXA, each person matters. We perform at our best knowing the positive impact we make as valuable partners for our customers and the communities we belong to. 

If you want to know more about the other career opportunities at AXA Philippines, please follow this link:

https://careers.axa.com/axa-entities/axa-philippines