As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there, we provide support, services, solutions, and career paths that meet their individual needs and desires.
Today, we’re on a journey of transformation. Leveraging technology and creativity to become a future-ready learning organisation. But for all that change, our strategic ambition is consistently clear and bold, which is to be Asia’s leading financial services partner for a sustainable future.
We invite you to build the bank of the future. Innovate the way we deliver financial services. Work in friendly, supportive teams. Build lasting value in your community. Help people grow their assets, business, and investments. Take your learning as far as you can. Or simply enjoy a vibrant, future-ready career.
Your Opportunity Starts Here.
Purpose of the role:
Conduct compliance review and monitoring for ensuring that the Bank conducts its business in compliance with all applicable laws and regulations.
What you will be doing:
Conduct compliance review and monitoring (including branch visit, thematic review of regulated activities etc.) across the Bank based on the approved annual compliance review plan
Identify and advise relevant units on compliance issues and potential impact
Provide and follow up the implementation of recommendations on compliance issues and findings identified
Assist in planning, developing and designing the compliance monitoring programs
Assist in handling compliance-related self-assessments by regulatory authorities (e.g. HKMA and HKDBP etc.)
Assist in reporting issues identified in compliance monitoring, external examination / self-assessment to the management
Handle ad-hoc tasks in relation to compliance monitoring
What we are looking for:
A degree in a relevant field, preferably major in Laws, Finance or Accounting
At least 5 years of experience in compliance testing, audit and related fields with hands-on experience in compliance
Sound knowledge in banking products and well versed with the contemporary regulatory requirements e.g. Code of Banking Practice, Securities & Futures Ordinance, HKMA, SFC and IA circulars and guidelines etc
Self-motivated, good interpersonal, analytical and presentation skills
ECF in Core level, Role 1 & 2 of Compliance is an advantage
Competitive base salary. A suite of holistic, flexible benefits to suit every lifestyle. Community initiatives. Industry-leading learning and professional development opportunities. Your wellbeing, growth and aspirations are every bit as cared for as the needs of our customers.
OCBC is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is now the second largest financial services group in Southeast Asia by assets and one of the world’s most highly-rated banks, with an Aa1 rating from Moody’s. Recognised for its financial strength and stability, OCBC is consistently ranked among the World’s Top 50 Safest Banks by Global Finance and has been named Best Managed Bank in Singapore by The Asian Banker.
OCBC and its subsidiaries offer a broad array of commercial banking, specialist financial and wealth management services, ranging from consumer, corporate, investment, private and transaction banking to treasury, insurance, asset management and stockbroking services.
OCBC’s key markets are Singapore, Malaysia, Indonesia and Greater China. It has more than 570 branches and representative offices in 19 countries and regions. These include about 300 branches and offices in Indonesia under subsidiary Bank OCBC NISP, and over 90 branches and offices in Mainland China, Hong Kong SAR and Macau SAR under OCBC Wing Hang.
OCBC’s private banking services are provided by its wholly-owned subsidiary Bank of Singapore, which operates on a unique open-architecture product platform to source for the best-in-class products to meet its clients’ goals.
OCBC's insurance subsidiary, Great Eastern Holdings, is the oldest and most established life insurance group in Singapore and Malaysia. Its asset management subsidiary, Lion Global Investors, is one of the largest private sector asset management companies in Southeast Asia.
