Unison Group

AVP, Investment Compliance & Regulatory Solutions

Unison Group  •  Singapore, SG (Onsite)  •  1 month ago
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Job Description

GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the world’s industry leaders. As a leading global long-term investor, we Work at the Point of Impact for Singapore’s financial future, and the communities we invest in worldwide.

Global Investment Services

GIS provides strategic investment services and financial management across GIC’s public and private market asset classes. Leveraging data and emerging technologies, the department drives the development and execution of business infrastructure plans while shaping scalable, agile, and resilient operating models that enable growth and deliver operational excellence. GIS provides operational expertise spanning market settlements, transaction management and execution, investment data operations, portfolio finance, valuations, accounting, and tax services, as well as portfolio administration.
Investment & Deal Execution Our global team brings together diverse expertise in transaction management, deal finance, investment and trade compliance, regulatory solutions, and process specialists on a unified platform. We partner closely with investment groups across asset classes and regions, alongside Finance, Operations, Legal & Compliance, and Technology, to deliver consistent, scalable, and commercially impactful execution capabilities.
With strong business acumen and disciplined governance, we ensure timely, high-quality outcomes and a robust line of defence for the business. We do this while continuously optimizing processes, building front-mid-back operational scale and agility, and advancing digital and platform capabilities to shape the future of the investment and deal execution ecosystem that empowers investment professionals to execute with confidence and purpose.

What impact can you make in this role?

You will be part of an integrated team that provides investment services across all public and private markets asset classes for GIC.

We are currently looking for an Assistant Vice President (AVP) to join our Investment Compliance & Regulatory Solutions (ICRS) team. The ICRS team specializes in researching, managing, and implementing response to all regulatory reporting provisions that affect the firm’s global investments with internal and external advisors. Responsibilities include being the resident expert on regulatory implementation as part of the review of new products and markets across all product lines, particularly as regulations evolved. The team also monitors listed investments across public and private markets to ensure compliance across various restrictions and limits arising from regulations, client guidelines or internal risk frameworks.

What will you do as an AVP, Investment Compliance & Regulatory Solutions?

  • Be part of the Investment Compliance & Regulatory Solutions function, covering responsibilities to ensure compliance to regulatory, client and risk frameworks.
  • Support the BAU running of operational activities including investment monitoring, regulatory filing and submissions
  • Participate actively in internal transformational projects, engaging data and technology teams to understand change impact and perform system testing.
  • Be involved in the coding, review, testing and implementation of compliance rules across order management, trade execution and compliance platforms.
  • Analyse the impact of new and/or existing regulations on investment activities and proposed implementation to the regulations.
  • Proactive and persistent in engaging the wider team and subject matter experts, with good stakeholder management.
  • Be able to effectively represent ICRS in applying a regulatory compliance lens to new products, markets, and business assessments, as well as change management activities.

What qualifications or skills should you possess in this role?

  • Bachelor’s degree in either Accounting/Finance, Business, Legal or a similar field.
  • At least 4-6 years of experience within Investment Monitoring/Portfolio Compliance or Regulatory Compliance function preferred.
  • Possesses strong analytical skills, good working knowledge and confidence with data handling.
  • Familiarity with financial products across all asset classes would be advantageous, but minimally with equity products.
  • Good understanding of regulations and investment monitoring requirements preferred.
  • Strong appreciation of process controls and risk management.
  • Possesses strong communication skills and confidence to effectively engage multiple stakeholders.
  • Experience with establishing and meeting critical deadlines, managing multiple projects/deals concurrently as well as tracking and driving execution.
  • Naturally inquisitive, curious, and resourceful, while exhibiting drive towards achieving strategic outcomes for the team.

Work at the Point of Impact
We need to be forward-looking to attract the right people to help us become the Leading Global Long-term Investor. Join our ambitious, agile, and diverse teams - be empowered to push boundaries and pursue innovative ideas, share your views, and be heard. Be anchored on our PRIME Values: Prudence, Respect, Integrity, Merit and Excellence, which guides us in how we make our day-to-day decisions. We strive to inspire. To make an impact.

Flexibility at GIC
At GIC, our offices are vibrant hubs for ideation, professional growth, and interpersonal connection. At the same time, we believe that flexibility allows us to do our best work and be our best selves. Thus, our teams come into the office four days per week to harness the benefits of in-person collaboration, but have the flexibility to choose which days they work from home and adjust this arrangement as situational needs arise.

GIC is an equal opportunity employer

GIC is an equal opportunity employer, and we value diversity. We do not discriminate based on race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment.
Please email grphrodtaops@gic.com.sg at any point of the application or interview process if adjustments need to be made due to a disability.

Learn more about our Global Investment Services here:

https://gic.careers/departments/global-investment-services/

Unison Group

About Unison Group

Unison Consulting was launched in Singapore on September 2012, the hub of the financial industry, with innovative visions in the technocratic arena. We are a boutique next-generation Technology Company with strong business-interests in Liquidity risk, Market Risk, Credit Risk and Regulatory Compliance.

Unison provides technology consulting and services to implement Risk Management and Risk Analytics System for Financial Institutions. Our services suite comprises of Techno-Functional consulting, systems integration, Business Intelligence, information management, and custom development of IT solutions, plus project management expertise for financial institutions.

We have expertise in latest cutting edge technology to achieve better total cost of ownership. Through our qualified professionals, we assist you drive your unique risk management strategies, whether that means efficient monitoring, improving risk appetite of the financial institutions, complying with regulations, or capturing growth opportunities through innovation, this is what maximizes your decision taking potential. At Unison Consulting, we view clients as partners, and our success is only measured by the success of our partners. So we put it all on the table in order to exceed expectations.

Our staff consists of young, energetic and innovative consultants who are never afraid to challenge the conventions and push the boundaries in an effort to help our clients. For every project, no matter how large or how small, we strive to not only meet your needs, but deliver a showcase in your field.

Industry
IT & Software
Company Size
51-200 employees
Headquarters
Unknown
Year Founded
2012
Website
com.sg
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