eToro

Associate Compliance Analyst - Temporary 6 month FTC

eToro  •  $70k - $80k/yr  •  Hoboken, NJ (Onsite)  •  1 month ago
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Job Description

eToro is the trading and investing platform that empowers users to invest, share, and learn. We were founded in 2007 with the vision of a world where everyone can trade and invest simply and transparently. We have created an investment platform that is built around collaboration and investor education. On our platform, users can view other investors’ portfolios and statistics, and interact with them to exchange ideas, discuss strategies, and benefit from shared knowledge. We have 40 million registered users from 75 countries, and our platform is available in 20 languages. eToro is an innovative, fast-growing business and is listed on Nasdaq in May 2025. We have over 1,500 employees across more than 10 offices around the globe, strategically positioned to serve the needs of users. You can find out more about eToro here

Role

Summary

Come join our Award Winning Compliance team! The Compliance team are key members of eToro USA’s team.

The Compliance Department provides service, support, and advice to promote the Firm’s growth and development while helping employees and the Firm meet their regulatory obligations, and more broadly, to preserve and enhance our reputation for integrity. This role will report into a Compliance Manager within the Compliance organization and assist with the day-to-day administration of the Firm’s compliance program for its money service (“MSB”), digital asset business, and broker dealer (“BD”) businesses. The following duties are generally representative of the nature and level of work assigned and are not necessarily all inclusive.

Location: Remote, US

What you’ll be doing:

  • Maintain and manage policies and procedures inventory, including ensuring regular and required reviews and approvals are completed in a timely manner
  • Identify and track updates to the policies and procedures inventory, as well as ensure proper approvals have been obtained and recorded
  • Conduct on-going eToro associate surveillance, including but not limited to gifts and entertainment, private securities transactions, and political contributions
  • Manage and maintain the required tracking, monitoring, responses, and applicable regulatory reporting for the Firm’s Complaints program
  • Marketing advertising reviews
  • Support compliance testing of the various lines of business
  • Support compliance function all regulatory reporting requirements, such as permissible investment reports, call reports, and audited financial statements, etc. are met accurately and timely
  • Manage and maintain eToro’s Record Retention Policy and program
  • Support performing due diligence for compliance vendors leveraged to support the MSB, digital asset, and broker dealer businesses, and produce reports to CCO
  • Identify and recommend necessary changes to business unit procedures to address compliance gaps or improve adherence to regulatory and firm requirements
  • All other duties as assigned and special projects as necessary

Requirements

  • Bachelor’s degree required; advanced degree a plus.
  • FINRA Series 7 and 24 required; Series 4 preferred
  • 2+ years of experience in a compliance function and familiarity with Broker Dealer rules and regulations; knowledge or familiarity with money transmitter licenses a plus
  • Strong understanding of capital markets and the broker dealer industry
  • Has the ability to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk
  • Strong abilities in analytical thinking, problem solving, research, and time management
  • Meticulous attention to detail and highly accurate
  • A self-starter that enjoys a team-oriented approach
  • Excellent communication (written and oral), presentation, and interpersonal skills
  • Comfortable operating in a fast paced start-up
  • Experience in monitoring, testing, and conducting risk assessments
  • Must be proficient with MS Office (Word, Excel, PowerPoint, and Outlook)
  • Significant level of trust, credibility, and diplomacy is required

What we offer:

  • Salary range for this role is $70,000 - $80,000 per annum
  • Comprehensive benefits package
  • Cell phone stipend
  • Daily lunch allowance
  • Gym stipend
  • 6% 401K match
  • 100% insurance coverage for the employee
  • Additional leave / recharge days
eToro

About eToro

Hi, we’re eToro, The World’s Leading Social Investment Platform.

Founded in 2007 with a mission to open the world's markets to everyone -everywhere, we are now very proud to have a global community of over 20 million users who exchange investment strategies, connect and share thoughts about the market, across our social feed.

If you find our product interesting, we’re always on the lookout for fresh new talent, so help yourself and log in to our career page at https://etoro.tw/3iLbyXP and contact us.

Till then,

Happy Investing!

eToro is a multi-asset platform which offers both investing in stocks and digital assets, as well as trading CFDs.

Please note that CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 77% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you understand how CFDs work, and whether you can afford to take the high risk of losing your money.

In the US, eToro only offers cryptoassests, no CFDs, and plans to expand its offering in the near future.

eToro USA LLC; Investments are subject to market risk, including the possible loss of principal. Archived, "Virtual currencies are highly volatile. Your capital is at risk.”

eToro AUS Capital Limited ABN 66 612 791 803 AFSL 491139. OTC Derivatives are leveraged financial products and considered risky. For clients with accounts under the Australian regulation: Real stocks are offered via a managed investment scheme. Interests are issued under ARSN 637 489 466 operated by Gleneagle Asset Management Limited ABN 29 103 162 278 AFSL 226199 and promoted by eToro AUS Capital Limited AFSL 491139. Your capital is at risk. Consider our Product Disclosure Statement (PDS).

eToro is a multi-asset investment platform. The value of your investments may go up or down. Your capital is at risk.

Industry
Finance & Insurance
Company Size
1,001-5,000 employees
Headquarters
London , GB
Year Founded
2007
Website
etoro.com
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