SGX Group

Assistant Vice President, Compliance (Maternity Cover)

SGX Group  •  Singapore, SG (Onsite)  •  1 month ago
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Job Description

Role Purpose

This role will support the day‑to‑day operation of SGX’s compliance framework, with a focus on core regulatory compliance, policy implementation, monitoring activities and regulatory engagement.

Job Responsibilities

  • Regulatory Compliance Advisory: Provide day‑to‑day regulatory compliance advisory to business and support functions on applicable SGX, MAS and other regulatory requirements.
  • Compliance Policies, Controls and Monitoring: Maintain compliance policies, procedures and internal controls. Support compliance testing and monitoring reviews and other thematic reviews.
  • Incident Management and Escalation: Support the handling of compliance breaches, incidents, internal escalations and issue remediation, including coordination of regulatory notifications where required.
  • Regulatory Reporting: Assist with preparation and coordination of regulatory submissions, responses to regulator queries and information requests and support regulatory inspections as required.
  • Training & Awareness: Support delivery of compliance training and awareness initiatives to reinforce regulatory expectations and compliance standards.

Skills and Experience

  • Experience in regulatory compliance within a regulated financial institution, with exposure to MAS.
  • Ability to operate independently and manage multiple priorities.
  • Excellent drafting, stakeholder engagement and regulatory interface skills.
  • Comfortable working with established compliance processes, systems and documentation, and maintaining accurate records and trackers.
SGX Group

About SGX Group

SGX Group (Singapore Exchange) is Asia's leading and trusted securities and derivatives market infrastructure, operating equity, fixed income and derivatives markets to the highest regulatory standards. We also operate a multi-asset sustainability platform, SGX FIRST or Future in Reshaping Sustainability Together.

We are committed to facilitating economic growth in a sustainable manner, leveraging our roles as a key player in the ecosystem, a business, a regulator and a listed company. With climate action as a key priority, we aim to be a leading sustainable and transition financing and trading hub offering trusted, quality, end-to-end products and solutions.

As Asia's most international, multi-asset exchange, we provide listing, trading, clearing, settlement, depository and data services, with about 40% of listed companies and over 80% of listed bonds originating outside Singapore. We are the world's most liquid international market for the benchmark equity indices of China, India, Japan and ASEAN. In foreign exchange, we are Asia's leading marketplace and the most comprehensive service provider for global FX over-the-counter and futures participants. Headquartered in AAA-rated Singapore, we are globally recognised for our risk management and clearing capabilities.

Industry
Finance & Insurance
Company Size
1,001-5,000 employees
Headquarters
Singapore, SG
Year Founded
Unknown
Website
sgx.com
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