SGX Group

Assistant/ Vice President, Compliance

SGX Group  •  Singapore, SG (Onsite)  •  1 month ago
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Job Description

Role Purpose

The role is responsible for strengthening SGX Group’s compliance framework, with a focus on data protection, confidentiality, cross‑border regulatory compliance, governance and controls. The role partners closely with business, technology, legal and risk teams to design practical, scalable compliance solutions that support SGX’s strategic objectives and regulatory obligations.

Job Responsibilities

  • Data Protection & Confidentiality: Oversee Group compliance with laws on personal data protection (e.g. PDPA, GDPR, UK GDPR) and confidentiality frameworks, including incident management, monitoring and remediation.
  • Regulatory Compliance Advisory: Provide sound regulatory compliance advisory across the Group to business units, support functions and subsidiaries on applicable laws, regulations and supervisory expectations. Support day‑to‑day operations, new initiatives, and issue resolution with clear articulation of regulatory risk and expectations.
  • Regulatory Engagement: Support regulatory submissions, inspections and consultations, and act as a key point of contact for local and overseas regulators. Provide practical compliance advice to business and support functions on regulatory interpretation and application.
  • Governance, Controls & Monitoring: Design, implement and test risk‑based compliance controls across the Group, including compliance monitoring, thematic reviews, management of compliance incidents and issue remediation technology and operational resilience. Prepare compliance reports and thematic deep dives.
  • Cross‑Border Compliance: Manage cross‑border regulatory risk through the development and maintenance of clear cross-border governance manuals, regulatory scanning, regulatory registers and jurisdiction‑specific advisory.
  • Training & Culture: Design and deliver practical compliance training and guidance to embed sound judgement and strong compliance culture across the organisation.

Skills and Experience

  • Sound knowledge of data protection, confidentiality and cross‑border regulatory frameworks, including practical experience managing regulatory risk across multiple jurisdictions.
  • Strong experience in regulatory compliance within a regulated financial institution, with exposure to MAS and/or overseas regulatory regimes.
  • Demonstrated ability to translate regulatory requirements into practical, proportionate policies, controls and advisory.
  • Excellent drafting, stakeholder engagement and regulatory interface skills.
  • Strong organisational skills, with the ability to manage multiple priorities and deliver quality outcomes in a complex, fast‑moving regulatory environment.
  • Ability to work collaboratively as a trusted partner with business, technology, legal and risk teams, while maintaining appropriate independence and challenge as a second‑line function.
  • Legal training or a law degree is an advantage, particularly in interpreting legislation, regulatory guidance and supervisory expectations.
SGX Group

About SGX Group

SGX Group (Singapore Exchange) is Asia's leading and trusted securities and derivatives market infrastructure, operating equity, fixed income and derivatives markets to the highest regulatory standards. We also operate a multi-asset sustainability platform, SGX FIRST or Future in Reshaping Sustainability Together.

We are committed to facilitating economic growth in a sustainable manner, leveraging our roles as a key player in the ecosystem, a business, a regulator and a listed company. With climate action as a key priority, we aim to be a leading sustainable and transition financing and trading hub offering trusted, quality, end-to-end products and solutions.

As Asia's most international, multi-asset exchange, we provide listing, trading, clearing, settlement, depository and data services, with about 40% of listed companies and over 80% of listed bonds originating outside Singapore. We are the world's most liquid international market for the benchmark equity indices of China, India, Japan and ASEAN. In foreign exchange, we are Asia's leading marketplace and the most comprehensive service provider for global FX over-the-counter and futures participants. Headquartered in AAA-rated Singapore, we are globally recognised for our risk management and clearing capabilities.

Industry
Finance & Insurance
Company Size
1,001-5,000 employees
Headquarters
Singapore, SG
Year Founded
Unknown
Website
sgx.com
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