Job Description

About Us: Paytm Money Limited is a SEBI registered Stockbroker and Depository Participant that offersservices related to Equity, Derivatives trading, Research Analyst & Distribution of financial products. It is afully owned subsidiary of One 97 Communications Limited, a listed entity in NSE and BSE. Paytm isIndia’s largest digital payment app which makes it secure and seamless to pay using UPI, make billpayments, recharge mobiles, DTH, data card & Metro Card etc anywhere in India.
Key Responsibilities:● Monitoring Surveillance activities – trade as well as Name Screening.● Assist in Compliance regulatory change implementation through a sophisticated ComplianceTool.● Conduct regular compliance audits and assessments to identify potential risks and areas forimprovement within surveillance function.● Prepare and submit regulatory filings, reports, and documentation as required by SEBI.● Collaborate with internal teams to gather necessary information for compliance reviews andaudits.● Maintain accurate records of compliance activities and findings.● Support the senior compliance team in conducting investigations into compliance breaches andimplementing corrective actions.
Qualifications:● Bachelor’s degree in Commerce, Finance, Business Administration, Law, or a related field withminimum 4-5 years of experience● Familiarity with SEBI regulations and compliance requirements.● Strong analytical skills and attention to detail.● Excellent written and verbal communication skills.● Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint).Preferred Skills:● Previous experience in compliance and /or Surveillance Function.● Knowledge of financial markets and investment products.
Reporting:The incumbent will be reporting to SM - Compliance