Responsible for ensuring CDD and KYC for SME account opening are adequately and appropriately done in accordance with relevant guidelines.
Main Responsibilities:
Review onboarding Customer Due Diligence (CDD) and Know Your Customer (KYC) work submitted by frontline staff to check that proper CDD has been properly done, and sufficient KYC information/ documents are obtained according to relevant guidelines to understand the legitimate reasons for account application and legitimacy of business.
Appropriately request for further information and supporting documents to support legitimate reasons for account application and legitimacy of business.
Propose appropriate changes to KYC process as appropriate according to review findings, comments frontline and issues identified by different control functions.
Assist to compile management information as appropriate to facilitate review of the quality of KYC.
Assist to review the relevant procedure manuals regarding on account opening of SME account.
Analyze the assurance checking result and recommend appropriate operational control measures and enhancements on SME account application process
Provide appropriate training to frontline staff on proper conduct of KYC.
To meet the challenge, you should have the following qualifications and attributes:
Degree holder with 5 years’ experience in Retail Banking Operations; or secondary education with 7 years’ experience in retail banking operations
Good knowledge of AML requirements
Self-motivation with good interpersonal, communications and presentation skills
PC literate with good knowledge of Microsoft Office
Good command of both written and spoken English and Chinese
About Dah Sing Bank
Dah Sing Bank, Limited is a wholly-owned subsidiary of Dah Sing Banking Group (HKG:2356) which is listed on the Hong Kong Stock Exchange. Founded in Hong Kong over 70 years ago, Dah Sing Bank has been providing quality banking products and services to our customers with a vision to be “The Local Bank with a Personal Touch”. Over the years, the Bank has been rigorous in delivering on our brand promise to grow with our customers in Hong Kong, the Greater Bay Area and beyond – "Together We Progress and Prosper". Building on our experience and solid foundation in the industry, the Bank’s scope of professional services now spans retail banking, private banking, business and commercial banking. Meanwhile, the Bank is also making significant investments in our digital banking capabilities to stay abreast with smart banking developments in Hong Kong and to support financial inclusion at large.
In addition to its Hong Kong banking operations, Dah Sing Bank also has wholly-owned subsidiaries including Dah Sing Bank (China) Limited, Banco Comercial de Macau, and OK Finance Limited. It is also a strategic shareholder of Bank of Chongqing with a shareholding of about 15%. Dah Sing Bank and its subsidiaries now have around 70 branches operating in Hong Kong, Macau and Mainland China.
This Page is written by the Bank in English. Any automated translated text in other languages appearing on this Page is not written or provided by the Bank and the Bank shall not be liable for any related issue or error.
This service/product is not targeted at customers in the EU.
本專頁由本行以英文撰寫。於本專頁出現之任何其他語言自動翻譯版本並不由本行撰寫或提供，本行將不承擔任何相關問題或錯誤。
本服務／產品並不是以歐盟的人士為目標。
