Job Purpose:
This role is mainly responsible for the planning, execution, evaluation, reporting and advancement of assurance reviews to demonstrate: (a) compliance with AML requirements; and (b) all identified and risk management issues are under control and are being dealt within an effective manner.
Main Responsibilities:
Assist the team head to develop longer-term AML/CFT assurance review plan and design the annual assurance review program for the second line of assurance, monitoring and surveillance function.
Conduct assurance reviews of various AML related areas in business, operation and control units of the Group including its banking and non-banking subsidiaries.
Provide support to the first line AML compliance control units (i.e. Business Money Laundering Prevention Officers) at group level to ensure the first line AML-related control activities are properly executed including quality control standards, reporting and remedial actions planned.
Provide support to the Group Head of AML & Financial Crime Risk in exercising the group oversight function of AML over non-banking subsidiaries.
Collaborate with relevant parties to perform Institutional Risk Assessment for the Group including its banking and non-banking subsidiaries.
Perform the duties of Department Operational Risk Officer including submission of operational risk related reports, control self-assessments and other questionnaires as required by internal requirements.
Provide support during regulatory AML-related examinations, internal/external AML-related audits and special AML-related projects, as necessary.
Prepare meeting materials for AMLC and/or RMCC.
Handle ad-hoc tasks assigned by Head of AML Compliance & Assurance or Group Head of AML & Financial Crime Risk.
Incumbent Requirements:
University degree holder in Business Administration / Accounting / Finance / Law or related discipline.
3-5 years’ experience in financial industry with exposure to anti-money laundering compliance/ audit or risk management.
AAMLP certification preferred, with knowledge and practical experience in anti-money laundering compliance is an added advantage.
Good command of both written and spoken English and Chinese.
Strong analytical skills and PC Knowledge.
About Dah Sing Bank
Dah Sing Bank, Limited is a wholly-owned subsidiary of Dah Sing Banking Group (HKG:2356) which is listed on the Hong Kong Stock Exchange. Founded in Hong Kong over 70 years ago, Dah Sing Bank has been providing quality banking products and services to our customers with a vision to be “The Local Bank with a Personal Touch”. Over the years, the Bank has been rigorous in delivering on our brand promise to grow with our customers in Hong Kong, the Greater Bay Area and beyond – "Together We Progress and Prosper". Building on our experience and solid foundation in the industry, the Bank’s scope of professional services now spans retail banking, private banking, business and commercial banking. Meanwhile, the Bank is also making significant investments in our digital banking capabilities to stay abreast with smart banking developments in Hong Kong and to support financial inclusion at large.
In addition to its Hong Kong banking operations, Dah Sing Bank also has wholly-owned subsidiaries including Dah Sing Bank (China) Limited, Banco Comercial de Macau, and OK Finance Limited. It is also a strategic shareholder of Bank of Chongqing with a shareholding of about 15%. Dah Sing Bank and its subsidiaries now have around 70 branches operating in Hong Kong, Macau and Mainland China.
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