Polymer Capital

Analyst/Associate, Compliance_Hong Kong

Polymer Capital  •  Hong Kong, HK (Onsite)  •  3 hours ago
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Job Description

Company Introduction
Polymer Capital Management is an Asia public markets-focused asset management firm offering hedge fund and long-only strategies. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. Polymer was established in conjunction with PAG, one of the world's largest Asia-focused alternative asset managers, in 2019.

Job Responsibilities / Job Brief
The Product Specialists team acts as a crucial link between investment teams and investors, focusing on relationship management, strategy and insights communication, business development and product development.
Key Responsibilities:
  • Handle license applications, regulatory filings and reports
  • Assist with the development, implementation and administration of the Group compliance framework and policies
  • Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
  • Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders
  • Work on regional projects including system UAT, new investment models discussion, or system development
  • Conduct or assist with ad-hoc inspections and regulatory requests
Requirements
  • University graduate with major in Business, Finance or Law
  • At least 2 years of experience in compliance, preferably in brokerage or asset management firms
  • Excellent analytical and problem-solving skills
  • Strong interpersonal and communication skills
  • High attention to details
  • Ability to handle multiple tasks simultaneously and work under tight deadlines
  • Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg
  • Fluent in English and Japanese
Good to have
  • Proficient in Python, or VBA is a plus
Why join us?
  • Prime Location: You'll work full time from our centrally located office space in the heart of Hong Kong
  • High-Growth: We have a team of highly ambitious professionals with a strong desire to learn and develop their skills.
  • Equal opportunity employer: We celebrate diversity and are committed to creating an inclusive environment for all employees.
  • Global exposure: With six offices and three affiliate offices around the region, Polymer teams work together to solve meaningful problems at scale.
  • Dynamic and Collaborative Environment: Opportunity to work with industry leaders and experts to engage in exciting projects and fulfilling challenges.
Some of our Benefits
  • Paid Annual Leave
  • Medical Group Insurance
  • In-built Gym facility
  • DEI and Philanthropy Initiatives
  • Professional Learning & Development Opportunities
Polymer Capital

About Polymer Capital

Polymer Capital Management is a market-neutral, multi-manager investment platform based in and focused on Asia. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. Polymer was established in conjunction with PAG, one of the world's largest Asia-focused alternative asset managers, in 2019.

Industry
Finance & Insurance
Company Size
201-500 employees
Headquarters
Hong Kong, HK
Year Founded
Unknown
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