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As an Analyst, Regulatory Trade Reporting within the Regulatory Operations team in Capital Markets Operations at CIBC, you will play a pivotal role in ensuring robust operational controls and regulatory compliance for Capital Markets Regulatory Trade & Transaction Reporting. You will provide, subject matter expertise, and oversight of control processes, while collaborating with stakeholders to drive continuous improvement and operational excellence.
Operational Controls & Compliance:
Lead and Oversee the execution of operational controls related to regulatory trade reporting. Participate in control testing and project initiatives, with a focus on designing and implementing new controls to meet evolving regulatory requirements across multiple jurisdictions.
Stakeholder Engagement:
Collaborate with internal and external stakeholders to develop a clear product vision that aligns with regulatory requirements. Present findings, performance metrics, and recommendations to business partners and executives, ensuring transparency and accountability in regulatory reporting.
Data Analysis & Reporting:
Utilize advanced analytical skills to assess data from diverse internal and external sources, identifying gaps and opportunities for improvement in trade reporting. Develop actionable insights to enhance data quality and compliance.
Control Deficiency Management:
Establish standards for identifying and quantifying control deficiencies. Develop escalation paths and track issues through to full resolution, ensuring timely remediation and continuous improvement.
Product Knowledge:
OTC Derivative Products Knowledge - Working knowledge of the structure of derivatives transactions from both a theoretical and practical viewpoint as well as the basic finance principles that underlie them.
Reconciliation:
Perform reconciliations of capital markets derivatives data, including trade economics and valuations, to support accurate regulatory reporting. Leverage at least 1-2 years of experience in reconciliation processes within capital markets.
Communication & Collaboration:
Effectively communicate complex regulatory and technical concepts to diverse audiences, including business partners and senior executives. Foster a collaborative environment to drive innovation and achieve shared goals.
As an employee of CIBC, the incumbent must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls.
As a key contributor to the business unit, this job has the authority to recommend changes to business processes in order to enhance operational efficiency and effectiveness.
Education:
Master’s or Bachelor’s degree in Economics, Business, Finance, or a related field.
Experience:
1-2 years of relevant business experience in capital markets operations or regulatory reporting.
Strong knowledge of data systems, operational processes, and regulatory trade reporting requirements, including MiFID II (ideal), , and EMIR. Familiarity with APAC regulations (ASIC, MAS, HKMA) is an asset.
Minimum 1-2 years of reconciliation experience with capital markets derivatives data.
Minimum 1-2 years of experience in analytics, utilizing advanced analytical tools and techniques.
Skills:
Exceptional analytical and critical thinking abilities.
Effective communication and presentation skills.
Demonstrated leadership and mentoring capabilities.
Proven ability to adapt to new technologies and regulatory changes.
Strong attention to detail and commitment to quality.
·This role operates within a normal office environment.
· CIBC is committed to providing a flexible and supportive work environment. This role offers a hybrid work arrangement, empowering you to manage your activities both on-site (2-3 days per week) and remotely, optimizing productivity and work-life balance.
· Join CIBC’s Capital Markets Operations and make a meaningful impact in regulatory operations, driving excellence and compliance across the organization.
What you need to know
Job Location
150 Cheapside, 1st Flr,London
Employment Type
Temporary (Fixed Term)
Weekly Hours
35
Skills
Analytical Thinking, Business Operations, Collaboration, Controls Compliance, Customer Service, Operational Efficiency, Operations Management, Operations Support, Prioritization, Process Improvements, Regulatory Compliance, Technical Knowledge
CIBC is here to help all our clients reach their goals.
We know the importance of reliable financial products and services, and we’re dedicated to providing them in a way that lets you bank however you want, whenever you want.
With innovative tools designed around your priorities and a team fully focused on your success, you’ll get the insights you need to get even closer to achieving your goals.
This culture of innovation and shared values of trust, teamwork and accountability are why we’ve been named a top employer in Canada. They’re also why a career at CIBC is more than a job—it’s an opportunity to grow and work alongside some of the brightest in Canada.
La Banque CIBC est là pour aider tous nos clients à atteindre leurs objectifs.
Nous connaissons l'importance de produits et services financiers fiables, et nous nous engageons à les fournir d'une manière qui vous permette d'effectuer vos opérations bancaires comme vous le souhaitez, quand vous le souhaitez.
Avec des outils innovants conçus autour de vos priorités et une équipe entièrement centrée sur votre réussite, vous obtiendrez les informations dont vous avez besoin pour vous rapprocher encore plus de vos objectifs.
Cette culture de l'innovation et les valeurs partagées de confiance, de travail d'équipe et de responsabilité sont la raison pour laquelle nous avons été nommés l'un des meilleurs employeurs au Canada. C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des personnes plus brillantes au Canada.
