AML Senior Officer
Hong Kong (China)
Full-time
Finance
About the role We are seeking a dedicated and experienced Compliance Officer to join our team. The ideal candidate will provide day-to-day AML compliance advisory to various business units, handle compliance-related projects, and contribute to business planning processing. This role requires over 5 years of experience in a sizeable SFC-regulated financial institution, with solid expertise in providing compliance advisory services. Key responsibilities Provide AML/CFT and sanctions advisory to business units on customer due diligence (CDD), enhanced due diligence (EDD), high-risk clients, PEPs, complex ownership structures, and related matters Review and assess money laundering and terrorist financing risks associated with new products, services, and client types Assist in the development, review, and enhancement of the firm's AML/CFT policies, procedures, and operational guidelines Support institutional risk assessments and related reporting Deliver internal AML training to promote a strong compliance culture Assist in handling regulatory queries and preparing materials for SFC inspections or reviews Monitor regulatory developments (including AMLO, SFC guidelines, and FATF standards) and assess their impact on the firm Undertake other ad-hoc projects as assigned by the Head of Compliance
About you Bachelor's degree or above in Law, Finance, Accounting, Business, or a related discipline Minimum 5 years of relevant AML / Compliance experience in financial institutions Preferably experience in large financial institutions (major banks, investment banks, or large securities firms) in an AML Advisory role Solid knowledge of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (AMLO), SFC guidelines, and international AML standards Professional qualifications such as CAMS / AAMLP / CAMLP preferred Strong analytical skills, sound judgment, and the ability to work independently Excellent command of both written and spoken English and Chinese (Cantonese and Mandarin preferred) Detail-oriented, responsible, with good commercial awareness and interpersonal skills
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Tiger Brokers (Nasdaq: TIGR), founded in 2014, is a leading online brokerage with a focus on redefining global investing with technologies for the next generation.
Since our inception, the company has relentlessly offered a superior user experience to let everyone enjoy efficient and smart global investing, by bringing a multitude of quality financial products and services across brokerage, employee stock ownership plan (ESOP) management, investment banking, wealth management, investor community, and investor education in our pursuit of becoming a world-leading online brokerage.
We strive to elevate financial technology R&D to a new level. While we inherit the best traditions from the financial sector and blend them with the best minds of tech experts, we develop our own technology infrastructure—an aggregation that enables multi-currency trading of various products across markets, guaranteeing our reliable, secure, and scalable services are accessible to all with low latency.
Currently, we serve over 9 million users and 2 million account holders worldwide on our flagship platform “Tiger Trade”, own 59 licenses and qualifications in different markets, and have over 1,000 employees on the team in Australia, China, New Zealand, Singapore, and the US. In 2019, the company was listed on Nasdaq as UP Fintech Holding Limited under the ticker TIGR.
For more information about Tiger Brokers as a company, please visit itigerup.com. For inquiries, please contact press@tigerbrokers.com.
